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DM

Daniel Mauser

COSMOS WEALTH
LA JOLLA, CA 92037
Some features on this profile are disabled
CRD#: 6422247
DM
Daniel MauserCOSMOS WEALTH

Professional summary

Daniel Mauser, who also goes by Daniel Mauser Kassel, is a registered financial advisor currently at COSMOS WEALTH, LLC located in La Jolla, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Daniel has worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Daniel Mauser Kassel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Mauser's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 29, 2026 - Present

COSMOS WEALTH, LLC

Office #1: 7596 Eads Avenue, Suite 111, La Jolla, CA 92037
RIA
CRD#: 341781
LA JOLLA, CA
Past

August 30, 2021 - September 2, 2026

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

RIA
CRD#: 309098
LA JOLLA, CA
Past

November 28, 2016 - August 30, 2021

IPG INVESTMENT ADVISORS, LLC

RIA
CRD#: 152990
LA JOLLA, CA
Past

January 12, 2015 - August 30, 2021

INVESTMENT PLACEMENT GROUP

BD
CRD#: 14458
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/29/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 12/19/2019
Uniform Securities Agent State Law Examination
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 7/27/2015
Uniform Combined State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 1/12/2015
General Securities Representative Examination

Current Firm

CW
COSMOS WEALTH, LLC
COSMOS WEALTH, LLC

CRD#: 341781 / SEC#: 801-136379

RIA
Registered Investment Advisory firm - (5/28/2026 120-Day Approval)
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Contact information

Main Address
7596 Eads Avenue, Suite 111, La Jolla, CA 92037
Mailing Address
Phone number
(858) 290-3300
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COSMOS WEALTH FIRM BROCHURE (4/28/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COSMOS WEALTH, LLC

CRD#: 341781La Jolla, CA 92037

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