JV
Joshua Vaughan
MISSION WEALTH MANAGEMENT, LP
Buford, GA
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CRD#: 6421663
JV
Professional summary
Joshua Vaughan, CFP® is a registered financial advisor currently at MISSION WEALTH MANAGEMENT, LP located in Buford, Georgia.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Joshua has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*85392 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NATIONAL FOOTBALL LEAGUE INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10017 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 9/14/2015 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FORMER PLAYERS SIGN AUTOGRAPHS FOR FANS, MEET AND GREET AT LOCAL PUBLIX STORES. SHOW THAT PLAYERS AND TEAMS HAVE A VESTED INTEREST IN THE COMMUNITY. HAVE OPPORTUNITIES TO MEET WITH FRONT OFFICE PERSONNEL AND SHADOW FOOTBALL OPS. I*85446 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: N/A INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAWRENCEVILLE, GEORGIA 30043 NATURE OF BUSINESS: OTHER, THERE IS NO BUSINESS ESTABLISHED POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 42300 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5 DUTIES: PUBLIC SPEAKING EVENTS. MOTIVATIONAL TALKS TO CHURCHES OR SCHOOLS ENCOURAGING THE COMMUNITY AND TELLING MY STORY AS A FORMER PROFESSIONAL ATHLETE. Private football training for athletes. Not investment related. Number of hours during business or non-business hours varies depending on training requests beginning January 2025.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Vaughan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
May 1, 2025 - Present
MISSION WEALTH MANAGEMENT, LP
RIA
CRD#: 113057
Buford, GA
Past
November 8, 2021 - May 29, 2025
HB WEALTH
RIA
CRD#: 316731
ATLANTA, GA
Past
October 11, 2018 - November 16, 2021
HOMRICH BERG
RIA
CRD#: 108189
ATLANTA, GA
Past
August 3, 2015 - April 19, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DULUTH, GA
Past
June 11, 2015 - April 19, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MISSION WEALTH MANAGEMENT, LP
MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC
CRD#: 113057 / SEC#: 801-61230
RIA
Registered Investment Advisory firm - (6/7/2002 Approved)California
Registered Investment Advisory firm - (6/14/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(5/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MISSION WEALTH MANAGEMENT, LP
MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC
CRD#: 113057 / SEC#: 801-61230
RIA
Registered Investment Advisory firm - (6/7/2002 Approved)California
Registered Investment Advisory firm - (6/14/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1111 Chapala Street 3rd Floor, Santa Barbara, CA 93101
Mailing Address
Phone number
(805) 882-2360
Established
Firm type
Fiscal year end
# of Employees
145
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,456 |
| AUM (Assets Under Management) | $ 10,024,060,630 |
Red Flags
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