PM
Philip J. Mantua
SPC FINANCIAL
Rockville, MD 20852-4219
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CRD#: 6421034
PM
Professional summary
Philip James Mantua Jr, CFP®, who also goes by Philip James Mantua, is a registered financial advisor currently at SPC FINANCIAL INC located in Rockville, Maryland and ALPHACORE CAPITAL LLC located in Rockville, Maryland.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Philip has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Philip James Mantua
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Address: 12428 Keeneland Place, North Potomac, MD, 20878, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 12/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Producing agent for an affiliate of the Adviser, AlphaCore Insurance Services, an insurance agency as of November 2025. Investment related activities as an insurance agent. May conducts insurance agent activities from 1200 Prospect St. Ste. 200 La Jolla, CA 92037. Adviser may offer insurance products and services to clients of the Adviser. Anticipated to spend approximately 1-3 hours per week during trading hours on these activities.
CRS (Client Relationship Summary) - RIA
Click below to view Philip James Mantua Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 8, 2016 - Present
SPC FINANCIAL INC
Office #1: 3202 Tower Oaks Blvd Suite 400, Rockville, MD 20852-4219RIA
CRD#: 104618
Rockville, MD
Current
November 4, 2025 - Present
ALPHACORE CAPITAL LLC
Office #1: 3202 Tower Oaks Blvd. Suite 400, Rockville, MD 20852RIA
CRD#: 174346
Rockville, MD
Past
May 11, 2016 - October 1, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ROCKVILLE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHACORE CAPITAL LLC
ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS
CRD#: 174346 / SEC#: 801-108468
RIA
Registered Investment Advisory firm - (9/28/2016 Approved)California
Registered Investment Advisory firm - (11/9/2016 Terminated)Illinois
Registered Investment Advisory firm - (9/28/2016 Terminated)Indiana
Registered Investment Advisory firm - (10/13/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(11/8/2016)
IAR
Pennsylvania(5/10/2018)
IAR
Texas(11/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AC
ALPHACORE CAPITAL LLC
ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS
CRD#: 174346 / SEC#: 801-108468
RIA
Registered Investment Advisory firm - (9/28/2016 Approved)California
Registered Investment Advisory firm - (11/9/2016 Terminated)Illinois
Registered Investment Advisory firm - (9/28/2016 Terminated)Indiana
Registered Investment Advisory firm - (10/13/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 Prospect St Suite 200, La Jolla, CA 92037
Mailing Address
Phone number
(858) 875-4100
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,249 |
| AUM (Assets Under Management) | $ 6,060,926,747 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
