Andrew T. Tranel

ROSEMEYER MANAGEMENT GROUP

PLATTEVILLE, WI 53818

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CRD#: 6420432

Professional summary

Andrew Thomas Tranel, CFP® is a registered financial advisor currently at ROSEMEYER MANAGEMENT GROUP located in Platteville, Wisconsin.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Andrew has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Thomas Tranel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

November 12, 2020 - Present

ROSEMEYER MANAGEMENT GROUP

Office #1: 1290 E Mineral St., Platteville, WI 53818

RIA

CRD#: 310363

PLATTEVILLE, WI

Past

July 27, 2015 - December 31, 2020

HARBOUR INVESTMENTS, INC.

RIA

CRD#: 19258

PLATTEVILLE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSEMEYER MANAGEMENT GROUP

RMG WEALTH MANAGEMENT | ROSEMEYER MANAGEMENT GROUP, LLC | ROSEMEYER MANAGEMENT GROUP | RMG WEALTH MANAGEMENT, LLC

CRD#: 310363 / SEC#: 801-119774

RIA

Registered Investment Advisory firm - (11/12/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(9/12/2023)

IAR

Wisconsin
(11/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/2012

Uniform Investment Adviser Law Examination

Current Firm

ROSEMEYER MANAGEMENT GROUP

RMG WEALTH MANAGEMENT | ROSEMEYER MANAGEMENT GROUP, LLC | ROSEMEYER MANAGEMENT GROUP | RMG WEALTH MANAGEMENT, LLC

CRD#: 310363 / SEC#: 801-119774

RIA

Registered Investment Advisory firm - (11/12/2020 Approved)

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Contact information

Main Address

1290 E Mineral St., Platteville, WI 53818

Mailing Address

Phone number

(608) 348-2274

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RMG WEALTH MANAGEMENT, LLC ADV PART 2A (11/7/2025)

Regulatory assets under management

Total Number of Accounts	3,202
AUM (Assets Under Management)	$ 691,857,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew T. Tranel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Thomas Tranel's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSEMEYER MANAGEMENT GROUP

HARBOUR INVESTMENTS, INC.

Primary Firm SEC Registration

ROSEMEYER MANAGEMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/2012

Current Firm

ROSEMEYER MANAGEMENT GROUP

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSEMEYER MANAGEMENT GROUP

TRUST BUT VERIFY

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