RD
Robin L. Depies
BROOKWOOD INVESTMENT GROUP
Colorado Springs, CO
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CRD#: 6420014
RD
Professional summary
Robin Lou Depies, who also goes by Robin L Schmitz, Robin Lou Watry, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Colorado Springs, Colorado.
Robin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Robin has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robin L Schmitz | Robin Lou Watry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). The Name of the other business: Heartfelt Financial Solutions, LLC Investment Related?: Yes Address of other business: 333 Cheyenne Blvd, Colorado Springs, CO 80905 Nature of other business: Financial Services Your position: Owner / Consultant; Start Date: 01/15/2021 How many hours you devote to the other business per month: 40 How many hours you devote to the other business during securities trading hours: 40 Briefly describe your duties: Consulting with Businsess, Individuals, and Families on Good Financial Habits, cash flow, income, and expenses. Discuss and strategize how to streamline processes, lower, expenses, increase income, and increase savings. 2). The Name of the other business: Independent Licensed Insurance Producer Investment Related?: Yes Address of other business: 333 Cheyenne Blvd, Colorado Springs, CO 80905 Nature of other business: Life Insurance, Disability Insurance, LTC & Annuities Sales Your position: Independent Producer Start Date: 02/2015 How many hours you devote to the other business per month: 10 How many hours you devote to the other business during securities trading hours: 10 Briefly describe your duties: Sales of Life Insurance, Disability Insurance, LTC & Annuities 3). The Name of the other business: Independent Medicare Broker Investment Related?: Yes Address of other business: 333 Cheyenne Blvd, Colorado Springs, CO 80905 Nature of other business: Medicare Insurance Your position: Independent Medicare broker Start Date: 06/2019 How many hours you devote to the other business per month: 8 How many hours you devote to the other business during securities trading hours: 4 Briefly describe your duties: Medicare Education and Enrollment. 4). The Name of the other business: Confidence In Clarity, LLC Investment Related?: No Address of other business: 333 Cheyenne Blvd, Colorado Springs, CO 80905 Nature of other business: Consulting Services Your position: Owner / Consultant; Start Date: 05/2021 How many hours you devote to the other business per month: 5 How many hours you devote to the other business during securities trading hours: 5 Briefly describe your duties: Divorce Coaching and Planning
CRS (Client Relationship Summary) - RIA
Click below to view Robin Lou Depies's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2025 - Present
BROOKWOOD INVESTMENT GROUP
RIA
CRD#: 316544
Colorado Springs, CO
Past
June 10, 2022 - March 31, 2025
REDWOOD PRIVATE WEALTH
RIA
CRD#: 312942
COLORADO SPRINGS, CO
Past
June 12, 2020 - June 13, 2022
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Colorado Springs, CO
Past
November 22, 2017 - June 8, 2020
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
COLORADO SPRINGS, CO
Past
November 22, 2017 - June 8, 2020
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
COLORADO SPRINGS, CO
Past
March 25, 2017 - November 27, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
COLORADO SPRINGS, CO
Past
March 25, 2017 - November 27, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
COLORADO SPRINGS, CO
Past
September 26, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
COLORADO SPRINGS, CO
Past
February 11, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
COLORADO SPRINGS, CO
Past
May 12, 2015 - February 11, 2016
NOVA FINANCIAL SERVICES
RIA
CRD#: 150148
COLORADO SPRINGS, CO
Past
March 17, 2015 - December 15, 2015
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
Colorado Springs, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BROOKWOOD INVESTMENT GROUP
APO FINANCIAL | YATRA WEALTH DESIGN | THE ALCHEMISTS | T. MANN FINANCIAL | STRATEGIC ASSET PRESERVATION, INC. | REDWOOD PRIVATE WEALTH | NVISION | LAUREL WEALTH SOLUTIONS | INNOVATIVE PLANNING PARTNERS | DOVETAIL CAPITAL MANAGEMENT LLC | CK WEALTH MANAGEMENT GROUP | BURGESSER WEALTH MANAGEMENT | BROOKWOOD INVESTMENT GROUP LLC | BROOKWOOD INVESTMENT GROUP
CRD#: 316544 / SEC#: 801-122508
RIA
Registered Investment Advisory firm - (10/18/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(4/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BI
BROOKWOOD INVESTMENT GROUP
APO FINANCIAL | YATRA WEALTH DESIGN | THE ALCHEMISTS | T. MANN FINANCIAL | STRATEGIC ASSET PRESERVATION, INC. | REDWOOD PRIVATE WEALTH | NVISION | LAUREL WEALTH SOLUTIONS | INNOVATIVE PLANNING PARTNERS | DOVETAIL CAPITAL MANAGEMENT LLC | CK WEALTH MANAGEMENT GROUP | BURGESSER WEALTH MANAGEMENT | BROOKWOOD INVESTMENT GROUP LLC | BROOKWOOD INVESTMENT GROUP
CRD#: 316544 / SEC#: 801-122508
RIA
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Contact information
Main Address
3930 E. Ray Road Suite 155, Phoenix, AZ 85044
Mailing Address
Phone number
(480) 646-3504
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,200 |
| AUM (Assets Under Management) | $ 1,064,198,265 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
