SA
Stephen L. Aitken
VIGILANT DISTRIBUTORS
Bryn Mawr, PA 19010
Some features on this profile are disabled
CRD#: 6419405
SA
Professional summary
Stephen Lawrence Aitken is a registered financial professional currently at VIGILANT DISTRIBUTORS, LLC located in Bryn Mawr, Pennsylvania.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2014. Stephen has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Stephen Lawrence Aitken's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2020 - Present
VIGILANT DISTRIBUTORS, LLC
Office #1: 925 W. Lancaster Ave. Suite 220, Bryn Mawr, PA 19010BD
CRD#: 285573
Bryn Mawr, PA
Past
April 20, 2020 - May 15, 2020
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
RIA
CRD#: 105390
PHILADELPHIA, PA
Past
May 5, 2017 - April 20, 2020
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
RIA
CRD#: 152237
PHILADELPHIA, PA
Past
August 10, 2016 - May 15, 2020
DELAWARE DISTRIBUTORS, L.P.
BD
CRD#: 14232
PHILADELPHIA, PA
Past
December 12, 2014 - July 29, 2016
RS FUNDS DISTRIBUTOR LLC
BD
CRD#: 165753
VILLANOVA, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/1/2020)
RR
Alaska(6/1/2020)
RR
Arizona(6/1/2020)
RR
Arkansas(6/1/2020)
RR
California(6/1/2020)
RR
Colorado(6/1/2020)
RR
Connecticut(6/1/2020)
RR
Delaware(6/1/2020)
RR
District of Columbia(6/1/2020)
RR
Florida(6/1/2020)
RR
Georgia(6/1/2020)
RR
Hawaii(6/1/2020)
RR
Idaho(6/1/2020)
RR
Illinois(6/1/2020)
RR
Indiana(6/1/2020)
RR
Iowa(6/1/2020)
RR
Kansas(6/1/2020)
RR
Kentucky(6/1/2020)
RR
Louisiana(6/1/2020)
RR
Maine(6/1/2020)
RR
Maryland(6/1/2020)
RR
Massachusetts(6/1/2020)
RR
Michigan(6/1/2020)
RR
Minnesota(6/1/2020)
RR
Mississippi(6/1/2020)
RR
Missouri(6/1/2020)
RR
Montana(6/1/2020)
RR
Nebraska(6/1/2020)
RR
Nevada(6/1/2020)
RR
New Hampshire(6/1/2020)
RR
New Jersey(6/1/2020)
RR
New Mexico(6/1/2020)
RR
New York(6/1/2020)
RR
North Carolina(6/1/2020)
RR
North Dakota(6/1/2020)
RR
Ohio(6/1/2020)
RR
Oklahoma(6/1/2020)
RR
Oregon(6/1/2020)
RR
Pennsylvania(5/29/2020)
RR
Rhode Island(6/1/2020)
RR
South Carolina(6/1/2020)
RR
South Dakota(6/1/2020)
RR
Tennessee(6/1/2020)
RR
Texas(6/1/2020)
RR
Utah(6/1/2020)
RR
Vermont(6/1/2020)
RR
Virginia(6/1/2020)
RR
Washington(6/1/2020)
RR
West Virginia(6/1/2020)
RR
Wisconsin(6/1/2020)
RR
Wyoming(6/1/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VD
VIGILANT DISTRIBUTORS, LLC
HERALD INVESTMENT MARKETING, LLC | VIGILANT DISTRIBUTORS, LLC
CRD#: 285573 / SEC#: , 8-69854
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317
Mailing Address
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317
Phone number
(610) 558-1750
Established
Pennsylvania since 06/13/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
