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John James Sciuto

XML FINANCIAL GROUP
Alexandria, VA
·CRD# 6416953·11 years experience

Professional Summary

John James Sciuto is a registered financial advisor currently at XML FINANCIAL GROUP located in Alexandria, Virginia and XML SECURITIES located in Alexandria, Virginia. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. John has worked at 3 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

XML FINANCIAL GROUP·CRD# 284987
RIA
1. 277 S. Washington Street Suite 210, Alexandria, VA 223142. 215 N. Payne Street, Alexandria, VA 223143. Alexandria, VA
June 7, 2019 - Present
XML SECURITIES·CRD# 145589
BD
277 S. Washington Street Suite 210, Alexandria, VA 22314
June 23, 2022 - Present
XML SECURITIES·CRD# 145589
BD
Falls Church, VA
June 7, 2019 - June 10, 2019
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Alexandria, VA
January 10, 2015 - June 12, 2019
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Alexandria, VA
December 18, 2014 - June 12, 2019

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Current Firm

XF
XML FINANCIAL GROUP

COLLINS INVESTMENT GROUP | XML WOMEN | XML FINANCIAL, LLC | XML FINANCIAL GROUP | SAMSON WEALTH MANAGEMENT GROUP | OREN ADVISORS, LLC | LARA MAY ADVISORS

CRD#: 284987 / SEC#: 801-108376
RIA
Registered Investment Advisory firm - SEC (9/12/2016 Approved)

Contact Information

Main Address

6901 Rockledge Drive Suite 730, Bethesda, MD 20817

Phone Number

(301) 770-5234

# of Employees

54

SEC notice filing (46 States and Territories)

Registered to provide investment advisory services in 46 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A BROCHURE FOR XML FINANCIAL, LLC (6/2/2026)

Regulatory Assets Under Management

Total Number of Accounts

5,987

AUM (Assets Under Management)

$3,298,062,805

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/23/2025Cover PageReport
07/19/2024Cover PageReport
07/19/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
XF
XML FINANCIAL GROUP

COLLINS INVESTMENT GROUP | XML WOMEN | XML FINANCIAL, LLC | XML FINANCIAL GROUP | SAMSON WEALTH MANAGEMENT GROUP | OREN ADVISORS, LLC | LARA MAY ADVISORS

CRD#: 284987 / SEC#: 801-108376
RIA
Registered Investment Advisory firm - SEC (9/12/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(5/9/2023)
RR
California
(4/28/2023)
RR
Colorado
(11/14/2022)
RR
Delaware
(11/3/2025)
RR
District of Columbia
(12/16/2022)
RR
Florida
(11/14/2022)
RR
Idaho
(4/28/2023)
RR
Illinois
(5/1/2024)
RR
Kansas
(11/4/2025)
RR
Kentucky
(11/4/2025)
RR
Maine
(11/3/2025)
IAR
Maryland
(6/12/2019)
RR
Maryland
(12/20/2022)
RR
Massachusetts
(11/14/2022)
RR
Michigan
(11/5/2025)
RR
Missouri
(5/28/2024)
RR
Montana
(4/15/2024)
RR
Nebraska
(5/8/2024)
RR
New Jersey
(11/19/2025)
RR
New York
(11/12/2022)
RR
North Carolina
(12/16/2022)
RR
Ohio
(11/14/2024)
RR
Oklahoma
(11/15/2022)
RR
Oregon
(11/3/2025)
RR
Pennsylvania
(5/1/2023)
RR
Rhode Island
(11/4/2025)
RR
Tennessee
(11/4/2025)
IAR
Texas
(6/7/2019)
RR
Texas
(11/14/2022)
RR
Vermont
(4/28/2023)
IAR
Virginia
(6/7/2019)
RR
Virginia
(8/25/2022)
RR
Washington
(4/28/2023)
RR
West Virginia
(5/3/2023)
RR
Wisconsin
(5/1/2023)
RR
Wyoming
(3/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2022About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jan 2015About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2014About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view John James Sciuto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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