JS
John J. Sciuto
XML FINANCIAL GROUP
Alexandria, VA 22314
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CRD#: 6416953
JS
Professional summary
John James Sciuto is a registered financial advisor currently at XML FINANCIAL GROUP located in Alexandria, Virginia and XML SECURITIES located in Alexandria, Virginia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. John has worked at 3 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John James Sciuto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2019 - Present
XML FINANCIAL GROUP
Office #1: 277 S. Washington Street Suite 210, Alexandria, VA 22314Office #2: 215 N. Payne Street, Alexandria, VA 22314RIA
CRD#: 284987
Alexandria, VA
Current
June 23, 2022 - Present
XML SECURITIES
Office #1: 277 S. Washington Street Suite 210, Alexandria, VA 22314BD
CRD#: 145589
Alexandria, VA
Past
June 7, 2019 - June 10, 2019
XML SECURITIES
BD
CRD#: 145589
FALLS CHURCH, VA
Past
January 10, 2015 - June 12, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ALEXANDRIA, VA
Past
December 18, 2014 - June 12, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ALEXANDRIA, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
XF
XML FINANCIAL GROUP
COLLINS INVESTMENT GROUP | XML FINANCIAL, LLC | XML FINANCIAL GROUP | SAMSON WEALTH MANAGEMENT GROUP | OREN ADVISORS, LLC | LARA MAY ADVISORS
CRD#: 284987 / SEC#: 801-108376
RIA
Registered Investment Advisory firm - (9/12/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/9/2023)
RR
California(4/28/2023)
RR
Colorado(11/14/2022)
RR
Delaware(11/3/2025)
RR
District of Columbia(12/16/2022)
RR
Florida(11/14/2022)
RR
Idaho(4/28/2023)
RR
Illinois(5/1/2024)
RR
Kansas(11/4/2025)
RR
Kentucky(11/4/2025)
RR
Maine(11/3/2025)
IAR
Maryland(6/12/2019)
RR
Maryland(12/20/2022)
RR
Massachusetts(11/14/2022)
RR
Michigan(11/5/2025)
RR
Missouri(5/28/2024)
RR
Montana(4/15/2024)
RR
Nebraska(5/8/2024)
RR
New York(11/12/2022)
RR
North Carolina(12/16/2022)
RR
Ohio(11/14/2024)
RR
Oklahoma(11/15/2022)
RR
Oregon(11/3/2025)
RR
Pennsylvania(5/1/2023)
RR
Rhode Island(11/4/2025)
RR
Tennessee(11/4/2025)
IAR
Texas(6/7/2019)
RR
Texas(11/14/2022)
RR
Vermont(4/28/2023)
IAR
Virginia(6/7/2019)
RR
Virginia(8/25/2022)
RR
Washington(4/28/2023)
RR
West Virginia(5/3/2023)
RR
Wisconsin(5/1/2023)
RR
Wyoming(3/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
XF
XML FINANCIAL GROUP
COLLINS INVESTMENT GROUP | XML FINANCIAL, LLC | XML FINANCIAL GROUP | SAMSON WEALTH MANAGEMENT GROUP | OREN ADVISORS, LLC | LARA MAY ADVISORS
CRD#: 284987 / SEC#: 801-108376
RIA
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Contact information
Main Address
6901 Rockledge Drive Suite 730, Bethesda, MD 20817
Mailing Address
Phone number
(301) 770-5234
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,044 |
| AUM (Assets Under Management) | $ 2,993,236,597 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/19/2024 | ||
| 07/19/2023 | ||
| 11/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
