SR
Shannon C. Reaume
FIDELITY BROKERAGE SERVICES LLC
Smithfield, RI 02917
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CRD#: 6416366
SR
Professional summary
Shannon Christine Reaume, who also goes by Shannon C Reaume, Shannon Reaume, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Shannon is registered as a RR (Registered Representative) and started their career in finance in 2015. Shannon has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Shannon C Reaume | Shannon Reaume
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Shannon Christine Reaume's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
July 28, 2022 - May 13, 2024
MUTUAL OF AMERICA SECURITIES LLC
BD
CRD#: 27878
Conshohocken, PA
Past
December 14, 2020 - July 8, 2021
VIEWTRADE SECURITIES, INC.
BD
CRD#: 46987
BOCA RATON, FL
Past
February 4, 2020 - November 11, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
BD
CRD#: 15356
Boca Raton, FL
Past
February 4, 2020 - January 6, 2021
MUTUAL OF AMERICA SECURITIES LLC
BD
CRD#: 27878
Boca Raton, FL
Past
May 30, 2018 - July 30, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CORAL SPRINGS, FL
Past
May 30, 2018 - July 30, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CORAL SPRINGS, FL
Past
July 26, 2017 - May 8, 2018
MORGAN STANLEY
RIA
CRD#: 149777
BOCA RATON, FL
Past
July 26, 2017 - May 8, 2018
MORGAN STANLEY
BD
CRD#: 149777
BOCA RATON, FL
Past
March 1, 2016 - July 11, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WASHINGTON, DC
Past
September 21, 2015 - July 11, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WASHINGTON, DC
Past
February 9, 2015 - September 30, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEWARK, DE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/19/2024)
RR
Alaska(6/19/2024)
RR
Arizona(6/19/2024)
RR
Arkansas(6/19/2024)
RR
California(6/19/2024)
RR
Colorado(6/19/2024)
RR
Connecticut(6/19/2024)
RR
Delaware(6/19/2024)
RR
District of Columbia(6/19/2024)
RR
Florida(6/19/2024)
RR
Georgia(6/19/2024)
RR
Hawaii(6/19/2024)
RR
Idaho(6/19/2024)
RR
Illinois(6/19/2024)
RR
Indiana(6/19/2024)
RR
Iowa(6/19/2024)
RR
Kansas(6/19/2024)
RR
Kentucky(6/19/2024)
RR
Louisiana(6/19/2024)
RR
Maine(6/19/2024)
RR
Maryland(6/19/2024)
RR
Massachusetts(6/19/2024)
RR
Michigan(6/19/2024)
RR
Minnesota(6/19/2024)
RR
Mississippi(6/19/2024)
RR
Missouri(6/19/2024)
RR
Montana(6/19/2024)
RR
Nebraska(6/19/2024)
RR
Nevada(6/19/2024)
RR
New Hampshire(6/7/2024)
RR
New Jersey(6/19/2024)
RR
New Mexico(6/19/2024)
RR
New York(6/19/2024)
RR
North Carolina(6/19/2024)
RR
North Dakota(6/19/2024)
RR
Ohio(6/20/2024)
RR
Oklahoma(6/19/2024)
RR
Oregon(6/19/2024)
RR
Pennsylvania(6/7/2024)
RR
Puerto Rico(6/19/2024)
RR
Rhode Island(6/19/2024)
RR
South Carolina(6/19/2024)
RR
South Dakota(6/19/2024)
RR
Tennessee(6/19/2024)
RR
Texas(6/19/2024)
RR
Utah(6/19/2024)
RR
Vermont(6/19/2024)
RR
Virgin Islands(6/19/2024)
RR
Virginia(6/19/2024)
RR
Washington(6/19/2024)
RR
West Virginia(6/19/2024)
RR
Wisconsin(6/19/2024)
RR
Wyoming(6/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 4/18/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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