MH
Matthew Horton
CETERA INVESTMENT ADVISERS LLC
GLEN BURNIE, MD 21061
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CRD#: 6415815
MH
Professional summary
Matthew Horton is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Glen Burnie, Maryland and CETERA WEALTH SERVICES, LLC located in Baltimore, Maryland.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Matthew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Joseph Palumbo, Financial & Tax Services~1500 Bolton St~Baltimore~MD~21217~Other~Other~11/1/2014~160hrs~1hrs~I prepare tax returns. I provide bookkeeping and after the fact pay roll reports to businesses. Finally I respond to tax related questions from our clients. 2) PALUMBO FINANCIAL AND TAX SERVICES, LLC POSITION: Member NATURE: I am a partner in the LLC.I provide tax and accounting services. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2022 ADDRESS: 802 Landmark Dr, Suite 111, Glen Burnie MD 21061, United States DESCRIPTION: Accounting, Bookkeeping, Filing Tax Returns, Tax Planning, After the fact payroll services. 3) ROWHOUSE FINANCIAL PARTNERS POSITION: Partner/Owner NATURE: We are renaming Palumbo Financial & Tax Services to Rowhouse Financial Partners. We will be doing financial planning and related services as well tax preparation and planning. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/2023 ADDRESS: 802 Landmark Dr, Suite 111, Glen Burnie MD 21061, United States DESCRIPTION: AccountingBookkeepingPreparing Tax ReturnsTax PlanningRegular financial statements for business clients 4) Palumbo Financial and Tax Services, LLC (1); Member; I am a partner in the LLC.I provide tax and accounting services.; NIR; 120; 01/01/2022; 802 Landmark Dr Glen Burnie MD 21061; Accounting, Bookkeeping, Filing Tax Returns, Tax Planning, After the fact payroll services
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Horton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 802 Landmark Dr Ste 111, Glen Burnie, MD 21061RIA
CRD#: 105644
GLEN BURNIE, MD
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 711 W 40th St Suite 362, Baltimore, MD 21211BD
CRD#: 13572
BALTIMORE, MD
Past
February 12, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Glen Burnie, MD
Past
December 17, 2018 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/18/2025)
RR
District of Columbia(9/5/2025)
RR
Florida(9/18/2025)
RR
Indiana(9/5/2025)
RR
Maryland(9/5/2025)
IAR
Maryland(9/5/2025)
RR
Pennsylvania(9/18/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/18/2025)
RR
West Virginia(9/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
