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James Woodall

James Woodall

CETERA INVESTMENT ADVISERS
DALLAS, TX 75225
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CRD#: 6413178
James Woodall

Professional summary

James Woodall, CFP®, who also goes by James Tyler Woodall, James Woodall, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dallas, Texas and CETERA INVESTMENT SERVICES LLC located in Dallas, Texas.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. James has worked at 12 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Tyler Woodall | James Woodall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Woodall's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2021

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 8303 Douglas Ave., Dallas, TX 75225
RIA
CRD#: 105644
DALLAS, TX
Current

January 9, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 8303 Douglas Ave., Dallas, TX 75225
BD
CRD#: 15340
DALLAS, TX
Past

March 4, 2024 - March 21, 2024

CETERA ADVISORS LLC

RIA
CRD#: 10299
HOUSTON, TX
Past

March 4, 2024 - January 28, 2026

CETERA ADVISORS LLC

BD
CRD#: 10299
HOUSTON, TX
Past

December 22, 2022 - February 21, 2024

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
DALLAS, TX
Past

December 22, 2022 - February 21, 2024

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

October 28, 2022 - December 21, 2022

ORIGIN INVESTMENT ADVISORY LLC

RIA
CRD#: 305353
DALLAS, TX
Past

March 24, 2022 - January 23, 2023

WOODALL WEALTH MANAGEMENT

RIA
CRD#: 317684
DALLAS, TX
Past

May 18, 2021 - April 8, 2022

MOMENTUM INDEPENDENT NETWORK INC.

RIA
CRD#: 17587
DALLAS, TX
Past

May 18, 2021 - April 8, 2022

HILLTOP SECURITIES INC.

RIA
CRD#: 6220
DALLAS, TX
Past

May 18, 2021 - April 8, 2022

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX
Past

February 1, 2021 - April 8, 2022

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

January 6, 2020 - August 20, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
WESTLAKE, TX
Past

December 2, 2019 - August 19, 2020

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX
Past

February 12, 2015 - August 11, 2015

NATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 13041
WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/9/2026)
RR
Florida
(1/9/2026)
RR
Louisiana
(1/9/2026)
RR
Mississippi
(1/9/2026)
RR
New Mexico
(5/18/2026)
RR
Oklahoma
(4/20/2026)
IAR
Texas
(3/21/2024)
RR
Texas
(1/9/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/23/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/2/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/31/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/12/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Dallas, TX 75225

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