JB
Justin M. Bachman
CAPULENT LLC
Irvine, CA 92614
Some features on this profile are disabled
CRD#: 6412695
JB
Professional summary
Justin Matthew Bachman, who also goes by Justin Mathew Bachman, is a registered financial professional currently at CAPULENT LLC located in Irvine, California.
Justin is registered as a RR (Registered Representative) and started their career in finance in 2015. Justin has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 82, Series 79 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Justin Mathew Bachman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Justin Matthew Bachman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 26, 2016 - Present
CAPULENT LLC
Office #1: 2603 Main St Ste 1050, Irvine, CA 92614Office #2: 4144 N 44th Street Ste 3, Phoenix, AZ 85018BD
CRD#: 155155
Irvine, CA
Past
April 23, 2015 - May 26, 2016
BROKERBANK SECURITIES, INC.
BD
CRD#: 130116
MINNETONKA, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/3/2018)
RR
Alaska(8/22/2017)
RR
Arizona(2/16/2017)
RR
Arkansas(3/10/2021)
RR
California(5/26/2016)
RR
Colorado(8/31/2017)
RR
Connecticut(10/13/2017)
RR
Delaware(3/23/2021)
RR
District of Columbia(5/31/2019)
RR
Florida(10/27/2017)
RR
Georgia(8/16/2017)
RR
Hawaii(11/1/2021)
RR
Idaho(4/27/2021)
RR
Illinois(4/4/2018)
RR
Indiana(8/24/2023)
RR
Iowa(8/15/2017)
RR
Kansas(7/14/2021)
RR
Louisiana(8/15/2017)
RR
Maine(9/27/2018)
RR
Maryland(10/10/2017)
RR
Massachusetts(5/8/2018)
RR
Michigan(4/20/2018)
RR
Minnesota(9/28/2021)
RR
Missouri(4/2/2021)
RR
Montana(8/17/2018)
RR
Nebraska(2/8/2019)
RR
Nevada(6/17/2019)
RR
New Hampshire(4/7/2021)
RR
New Jersey(10/24/2017)
RR
New Mexico(8/30/2017)
RR
New York(8/15/2017)
RR
North Carolina(8/18/2017)
RR
North Dakota(12/2/2020)
RR
Ohio(8/24/2017)
RR
Oklahoma(6/30/2021)
RR
Oregon(8/30/2017)
RR
Pennsylvania(10/17/2017)
RR
Rhode Island(9/7/2018)
RR
South Carolina(12/22/2020)
RR
South Dakota(7/14/2021)
RR
Texas(9/18/2017)
RR
Utah(3/9/2018)
RR
Vermont(2/21/2018)
RR
Virginia(9/1/2017)
RR
Washington(11/14/2017)
RR
West Virginia(2/23/2021)
RR
Wisconsin(4/20/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CL
CAPULENT LLC
BARNARD/MONTAGUE SECURITIES, LLC | CROWDTRADE | CAPULENT SECURITIES | CAPULENT LLC | BERING STRAIT CAPITAL, LLC | BERING STRAIT CAPITAL , LLC
CRD#: 155155 / SEC#: , 8-68699
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
4144 N 44th Street Ste 3, Phoenix, AZ 85018
Mailing Address
4144 N 44th Street Ste 3, Phoenix, AZ 85018
Phone number
(800) 255-5181
Established
California since 06/04/2010
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (47 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
