EC
Elizabeth A. Cardenas
STATE FARM INVESTMENT MANAGEMENT
Bakersfield, CA 93309
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CRD#: 6411362
EC
Professional summary
Elizabeth Ann Cardenas, who also goes by Elizabeth Ann Lehr, Elizabeth Ann Ramsey, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Bakersfield, California and STATE FARM VP MANAGEMENT CORP. located in Bakersfield, California.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Elizabeth has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elizabeth Ann Lehr | Elizabeth Ann Ramsey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FAMILY RELIEF FUND; NON- INVESTMENT-RELATED; 2300 BAHAMAS DRIVE, BAKERSFIELD CA 93309; NON-PROFIT GROUP AIDING PEOPLE IN THE REAL ESTATE, LENDING AND INSURANCE FIELDS WITH MEDICAL FINANCIAL HARDSHIPS; BOARD MEMBER; 01/01/2019; 2-HOURS PER MONTH DEVOTED; 2-DURING TRADING HOURS; HELP RUN REGISTRATION BOOTH AT QUARTERLY FUNDRAISERS. 2) Elizabeth Cardenas' Insurance Agency; Insurance Agency; Investment-related; 5201 California Ave Ste 230 Bakersfield, CA 93309-1689; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/2017; 80; 80; Service customers and supervise employees 3) Smooth E Properties LLC; investment-related; 17600 Harvest Grove Ct Bakersfield CA 93309; Investment or Commercial Property; Owner; None; 08/01/2023; 1; 0; Pay bills/Co-Signor on checking account, I am starting a separate LLC to purchase a commercial building in 2024. The goal is to move out of my current office space that is leased. I want to own the building under my LLC and have my State Farm Agency pay rent to my LLC. 4) Writing a book; non-investment related; 17600 Harvest Grove Ct Bakerfield CA 93314; Other; None; 07/25/2023; 10; 0; I am going to be writing this book mainly on my spare time. I will be writing the book out of my home. Again, I will be using nothing in regard to State Farm on it. I won't be using customer's information I won't be affiliating my role as an insurance agent as all. After the book is published, I will not be using my State Farm office at all to promote or sell the book in any way. I am going to be selling it directly through Amazon. 5) Tigerfight; Investment-Related; 4208 Rosedale Hwy, Ste 302-200 Bakersfield, CA 93308; Investment or Commercial Property; Owner; None; 03/01/2025; 5; 2; provides financial services to Kern County families who are currently being treated for any form of pediatric blood cancer.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Ann Cardenas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 5201 California Ave Suite 230, Bakersfield, CA 93309RIA
CRD#: 3487
Bakersfield, CA
Current
July 10, 2018 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 5201 California Ave Ste 230, Bakersfield, CA 93309BD
CRD#: 43036
Bakersfield, CA
Past
May 4, 2015 - December 8, 2016
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/19/2020)
IAR
Arizona(10/17/2023)
RR
California(7/10/2018)
IAR
California(10/10/2023)
RR
Oregon(8/22/2025)
IAR
Oregon(8/25/2025)
RR
Texas(7/13/2020)
IAR
Texas(10/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Bakersfield, CA 93309TRUST BUT VERIFY
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