Manan B. Amin

APW CAPITAL

Rockaway, NJ 07866

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CRD#: 6410687

Professional summary

Manan B Amin, who also goes by Manan B Amin, Manan Balendra Amin, Manan Amin, is a registered financial professional currently at APW CAPITAL, INC. located in Rockaway, New Jersey.

Manan is registered as a RR (Registered Representative) and started their career in finance in 2015. Manan has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Manan B Amin | Manan Balendra Amin | Manan Amin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DJ & Entertainer, Desi Junction DJs; Located in Colonia, NJ, as of 01/01/2015; 1% of time spent during business hours; Not Conducted at branch location; Not Investment related.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Manan B Amin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2025 - Present

APW CAPITAL, INC.

Office #1: 100 Enterprise Drive, Rockaway, NJ 07866

CRD#: 43814

Rockaway, NJ

Past

March 8, 2024 - January 10, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Clinton, NJ

Past

March 7, 2024 - January 10, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Clinton, NJ

Past

January 13, 2020 - February 5, 2024

GILDER GAGNON HOWE & CO. LLC

RIA

CRD#: 2002

NEW YORK, NY

Past

January 10, 2020 - February 5, 2024

GILDER GAGNON HOWE & CO. LLC

CRD#: 2002

NEW YORK, NY

Past

November 12, 2019 - December 12, 2019

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

SECAUCUS, NJ

Past

November 20, 2018 - September 5, 2019

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

October 26, 2018 - September 5, 2019

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

April 17, 2017 - October 4, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

August 27, 2015 - March 29, 2017

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/27/2025)

New Jersey
(2/27/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/20/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/27/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

APW CAPITAL, INC.

APW CAPITAL, INC. | COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.

CRD#: 43814 / SEC#: , 8-50433

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

100 Enterprise Drive, Suite 504, Rockaway, NJ 07866

Mailing Address

100 Enterprise Drive, Suite 504, Rockaway, NJ 07866

Phone number

(973) 394-0404

Established

New Jersey since 07/03/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SMITH, TIMOTHY LIAM	PRESIDENT & FINOP	1407004
JENNINGS, CHRISTINA	SHAREHOLDER	4360546
COUTANT, TONYA MARIE	CHIEF COMPLIANCE OFFICER	4585494
JENNINGS, SEAN	SHAREHOLDER

Disclosures

Regulatory Event	2
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Manan B. Amin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Manan B Amin's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

GILDER GAGNON HOWE & CO. LLC

GILDER GAGNON HOWE & CO. LLC

ERNST & YOUNG INVESTMENT ADVISERS LLP

MORGAN STANLEY

MORGAN STANLEY

J.P. MORGAN SECURITIES LLC

NATIONAL FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2018

Series 63

Date: 4/20/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/27/2015

FINRA

Current Firm

APW CAPITAL, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

APW CAPITAL, INC.

TRUST BUT VERIFY

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