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MN

Michelle K. Nemon

Some features on this profile are disabled
CRD#: 6410618
MN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michelle Klonsky Nemon, who also goes by Michelle Suzanne Klonsky, was a registered financial professional .

Michelle is a previously registered financial professional and started their career in finance in 2015. Michelle had worked at 1 firm and has passed the SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michelle Suzanne Klonsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 3, 2015 - December 6, 2022

SEPULVEDA DISTRIBUTORS LLC

BD
CRD#: 166535
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/3/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/20/2015
General Securities Principal Examination

Current Firm

SD
SEPULVEDA DISTRIBUTORS LLC
SEPULVEDA DISTRIBUTORS LLC

CRD#: 166535 / SEC#: , 8-69221

BD
Terminated by SEC on 02/03/2023
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 11/15/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CRESCENT CAPITAL GROUP LPSOLE MEMBER153966
BROWN, NORA M.CHIEF COMPLIANCE OFFICER5342341
DOUGLAS, PAUL F.CHIEF EXECUTIVE OFFICER6175588
HAYES, SUSAN ANNPRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER2856326
VIOLA, JOSEPH THOMASHOLDING COMPANY REPRESENTATIVE6388176

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEPULVEDA DISTRIBUTORS LLC

CRD#: 166535

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