CS
Coleman D. Showalter
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Rockingham, VA 22801
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CRD#: 6410512
CS
Professional summary
Coleman David Showalter, who also goes by Cole Showalter, Coleman D. Showalter, Coleman Showalter, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Rockingham, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Rockingham, Virginia.
Coleman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Coleman has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cole Showalter | Coleman D. Showalter | Coleman Showalter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SHOWALL FINANCIAL GROUP,LLC. 4155 QUARLES COURT, ROCKINGHAM, VA, RENTAL INCOME/LANDLORD, NIR, 04/15/20, 1 HR YEARLY/0 TRADING HOURS. 2) SHOWALL FINANCIAL GROUP, LLC. 4155 QUARLES COURT, ROCKINGHAM, VA, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 04/02/20, NIR, 0/YRLY- 0 TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 04/02/20 4) SHOWALL FINANCIAL GROUP,LLC, 4155 QUARLES COURT, ROCKINGHAM, VA, OPERATING ENTITY FOR OFFICE EXPENSES, 03/23/16, NIR, MANAGING MEMBER, 5/WK- 5/TRADING 5) COLE SHOWALTER, 4155 Quarles Ct, Rockingham VA 22801, 09/2022, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO Trading. 6) ROCKTOWN MARKETING AGENCY, LLC, 4155 Quarles Court, Rockingham VA 22801, United States, 10/03/2022, Owner, Owner/Partner of a Business Entity, NIR, 10 HR/MO - 0 HR/MO TRADING 7) JAMES RIVER ADVISORS, 4155 Quarles Ct, Rockingham VA 22801, United States, 10/23/2024, DBA Name, INV REL, 0 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Coleman David Showalter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 4109 Quarles Court, Rockingham, VA 22801RIA
CRD#: 134139
Rockingham, VA
Current
April 24, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4109 Quarles Court, Rockingham, VA 22801BD
CRD#: 39543
Rockingham, VA
Past
August 12, 2016 - November 4, 2016
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Harrisonburg, VA
Past
May 5, 2016 - April 3, 2020
JAMES RIVER ADVISORS
RIA
CRD#: 283203
Rockingham, VA
Past
February 8, 2016 - May 17, 2016
CLARAPHI ADVISORY NETWORK, LLC
RIA
CRD#: 165868
Penn Laird, VA
Past
December 2, 2014 - November 30, 2015
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
HARRISONBURG, VA
Past
November 5, 2014 - November 30, 2015
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Harrisonburg, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Virginia(4/2/2020)
RR
Virginia(7/6/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
