Sean Kristian Arend
Professional Summary
Sean Kristian Arend is a registered financial advisor currently at ACQUIOM FINANCIAL LLC located in Denver, Colorado. Sean is registered as a RR (Registered Representative) and started their career in finance in 2015. Sean has worked at 1 firm and has passed the Series 99TO, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
ACQUIOM FINANCIAL LLC
Contact Information
Main Address
950 17th Street Ste 1400, Denver, CO 80202Mailing Address
950 17th Street Ste 1400, Denver, CO 80202Phone Number
(720) 279-0964Established
Colorado since 10/04/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/21/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2015About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Dec 2015About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sean Kristian Arend's CRS (Customer Relationship Summary).
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