Silvia K. Godinez Valdovinos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Silvia Karina Godinez Valdovinos, who also goes by Karina Godinez, was a registered financial professional .
Silvia is a previously registered financial professional and started their career in finance in 2014. Silvia had worked at 2 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2016 - June 17, 2019
FINEC ASSET MANAGEMENT
September 14, 2015 - December 31, 2015
FINEC ASSET MANAGEMENT
December 2, 2014 - June 6, 2019
INVESTMENT PLACEMENT GROUP
Primary Firm SEC Registration
FINEC ASSET MANAGEMENT
CRD#: 231789 / SEC#: 801-132849
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINEC ASSET MANAGEMENT
CRD#: 231789 / SEC#: 801-132849
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 148 |
| AUM (Assets Under Management) | $ 126,303,888 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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