KM
Kari M. Mcguire
CETERA INVESTMENT ADVISERS LLC
EDINA, MN 55435
Some features on this profile are disabled
CRD#: 6408156
KM
Professional summary
Kari Michelle Mcguire, who also goes by Bang Michelle Kari, Borovsky Michelle Kari, Johnson Michelle Kari, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Edina, Minnesota and CETERA WEALTH SERVICES, LLC located in Edina, Minnesota.
Kari is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Kari has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bang Michelle Kari | Borovsky Michelle Kari | Johnson Michelle Kari
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: AJW FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DIVORCE PLANNING / MEDIATION; START DATE: 11/20174; POSITION/TITLE/RELATIONSHIP: DIVORCE PLANNER, MEDIATOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: DIVORCE PLANNING AND FACILITATING MEDIATION; 2. NAME OF OTHER BUSINESS: DIVORCE FINANCIALLY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DIVORCE PLANNING / MEDIATION; START DATE: 09/2021; POSITION/TITLE/RELATIONSHIP: DIVORCE PLANNER, MEDIATOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: DIVORCE PLANNING AND FACILITATING MEDIATION; 3. NAME OF OTHER BUSINESS: COLLABORATIVE LAW INSTITUTE OF MINNESOTA INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DIVORCE SERVICES; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: SLIDING SCALE FEE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SCREENING POTENTIAL CLIENTS THAT APPLY FOR THE SLIDING SCALE FEE PROGRAM, WHICH PROVIDES DIVORCE SERVICES AT A MUCH-REDUCED HOURLY PROFESSIONAL RATE BASED ON NEED/INCOME. I WORK WITH A TEAM TO DETERMINE IF THE CLIENTS SHOULD BE APPROVED FOR THE PROGRAM OR DECLINED; 4. NAME OF OTHER BUSINESS: DAISY CAMP; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: NON-PROFIT; START DATE: 6/2024; POSITION/TITLE/RELATIONSHIP: ADMINSTRATOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING, MARKETING, TECH SUPPORT FOR NON-PROFIT; 5. NAME OF OTHER BUSINESS: COLLABORATIVE ALLIANCE INC DBA THE COLAB SUITES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXECUTIVE SUITE RENTALS; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: OFFICE MANAGER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: DAY TO DAY MANAGEMENT, MARKETING, BOOKKEEPING; 6. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 11/2024 POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 0.12 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0.12; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;
CRS (Client Relationship Summary) - RIA
Click below to view Kari Michelle Mcguire's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7701 France Avenue South Suite 120, Edina, MN 55435Office #2: 7650 Edinborough Way Suite 100, Edina, MN 55435RIA
CRD#: 105644
EDINA, MN
Current
April 20, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 7650 Edinborough Wy Ste 100, Edina, MN 55435BD
CRD#: 13572
EDINA, MN
Past
April 20, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Edina, MN
Past
January 8, 2018 - April 24, 2020
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EDINA, MN
Past
January 8, 2018 - April 24, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EDINA, MN
Past
February 5, 2016 - November 16, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
SHAKOPEE, MN
Past
November 10, 2015 - November 16, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
SHAKOPEE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(4/20/2022)
IAR
Minnesota(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
