Anithah Neelakanda-pillai

AP INVESTMENT MANAGEMENT

MOUNTAIN VIEW, CA 94040

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CRD#: 6407131

Professional summary

Anithah Neelakanda-pillai, CFP®, who also goes by Anithah Neelakandapillai, Anithah Pillai, is a registered financial advisor currently at AP INVESTMENT MANAGEMENT located in Mountain View, California.

Anithah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Anithah has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anithah Neelakandapillai | Anithah Pillai

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)10/1/2020- Truluma- Non-Variable Insurance - Trails Only- Inv. Related-Mountain View, CA- start date 3/22/2020- 0% 2)10/1/2020- Real Estate Rental- co-owner- Inv. Related- Santa Clara, CA- start date 9/21/2015- 0%

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anithah Neelakanda-pillai's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

February 27, 2025 - Present

AP INVESTMENT MANAGEMENT

Office #1: 800 W El Camino Real #180, Mountain View, CA 94040

RIA

CRD#: 334805

MOUNTAIN VIEW, CA

Past

October 1, 2020 - March 11, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

MOUNTAIN VIEW, CA

Past

October 1, 2020 - March 11, 2025

LPL FINANCIAL LLC

CRD#: 6413

MOUNTAIN VIEW, CA

Past

December 16, 2015 - November 6, 2020

EK RILEY INVESTMENTS, LLC

RIA

CRD#: 121003

Mountain View, CA

Past

December 16, 2015 - November 6, 2020

EK RILEY INVESTMENTS, LLC

CRD#: 121003

Mountain View, CA

Past

July 14, 2015 - December 17, 2015

LPL FINANCIAL LLC

CRD#: 6413

MENLO PARK, CA

Past

June 3, 2015 - December 17, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

MENLO PARK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/27/2025)

IAR

Louisiana
(6/2/2025)

IAR

Texas
(2/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/4/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/5/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/14/2015

General Securities Representative Examination

Current Firm

AP INVESTMENT MANAGEMENT

AP FINANCIAL LLC | AP-FINANCIAL LLC | AP INVESTMENT MANAGEMENT

CRD#: 334805 / SEC#: 801-132030

RIA

Registered Investment Advisory firm - (6/17/2025 Terminated)

California

Registered Investment Advisory firm - (5/19/2025 Approved)

Louisiana

Registered Investment Advisory firm - (4/7/2025 Approved)

Texas

Registered Investment Advisory firm - (6/10/2025 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

800 W El Camino Real #180, Mountain View, CA 94040

Mailing Address

Phone number

(650) 618-1091

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2B - ANITHAH PILLAI (5/9/2025)

FORM ADV PART 2A FIRM BROCHURE (5/9/2025)

Regulatory assets under management

Total Number of Accounts	127
AUM (Assets Under Management)	$ 27,910,513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anithah Neelakanda-pillai

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anithah Neelakanda-pillai's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EK RILEY INVESTMENTS, LLC

EK RILEY INVESTMENTS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/4/2015

Series 65

Date: 9/5/2014

SIE

Date: 10/1/2018

Series 7

Date: 7/14/2015

Current Firm

AP INVESTMENT MANAGEMENT

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AP INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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