Timothy W. Delpha

STAGNER FINANCIAL ADVISORY

Edmond, OK 73013

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CRD#: 6406914

Professional summary

Timothy Wasil Delpha, who also goes by Tim W Delpha, Tim Wasil Delpha, is a registered financial advisor currently at STAGNER FINANCIAL ADVISORY located in Edmond, Oklahoma.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Timothy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim W Delpha | Tim Wasil Delpha

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Sole Proprietor Insurance Agent; insurance sales and services; Edmond, OK; Investment related; Start 11/2017; 20% of time spent in this business activity. 2) Delpha Properties, LLC; owner/manager; listing and managing weekend rental of a lake house; Vian, OK; non-investment related; start 06/2018; 1% of time spent on this activity; 8 hours per month; 0 hours spent during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Wasil Delpha's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2016 - Present

STAGNER FINANCIAL ADVISORY

Office #1: 2600 E. Memorial Road, Edmond, OK 73013Office #2: 2600 E. Memorial Road, Edmond, OK 73013

RIA

CRD#: 284305

Edmond, OK

Past

August 17, 2016 - February 15, 2018

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Edmond, OK

Past

March 3, 2016 - August 16, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OKLAHOMA CITY, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(7/15/2016)

IAR

Texas
(7/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/16/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/2016

General Securities Representative Examination

Current Firm

STAGNER FINANCIAL ADVISORY

STAGNER FINANCIAL ADVISORY | STAGNER FINANCIAL ADVISORY GROUP, LLC

CRD#: 284305 / SEC#:

Oklahoma

Registered Investment Advisory firm - (7/11/2016 Approved)

Texas

Registered Investment Advisory firm - (6/18/2016 Conditional Restricted)

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Contact information

Main Address

2600 E. Memorial Road, Edmond, OK 73013

Mailing Address

Phone number

(855) 285-0316

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	302
AUM (Assets Under Management)	$ 52,745,849

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy W. Delpha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Wasil Delpha's CRS (Customer Relationship Summary).

Certified licenses

Experience

STAGNER FINANCIAL ADVISORY

PRIVATE CLIENT SERVICES, LLC

VSR FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/16/2016

SIE

Date: 2/15/2018

Series 7

Date: 3/3/2016

Current Firm

STAGNER FINANCIAL ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STAGNER FINANCIAL ADVISORY

TRUST BUT VERIFY

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