Nicholas D. Lager

TACTICAL WEALTH PLANNING LLC

West Conshohocken, PA

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CRD#: 6406810

Professional summary

Nicholas David Lager, CFP®, who also goes by Nicholas Lager, Nick Lager, is a registered financial advisor currently at TACTICAL WEALTH PLANNING LLC located in West Conshohocken, Pennsylvania.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Nicholas has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Lager | Nick Lager

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Nicholas David Lager works as a 911 Paramedic responding to pre-hospital medical emergencies. He spends 36 - 48 hours a week per week engage in this activity, 90% of this is outside of trading hours. DOYLESTOWN, PA 18901, START DATE: 05/2012, NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas David Lager's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

March 18, 2024 - Present

TACTICAL WEALTH PLANNING LLC

RIA

CRD#: 329530

West Conshohocken, PA

Past

April 3, 2023 - January 30, 2024

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

West Conshohocken, PA

Past

December 20, 2022 - January 30, 2024

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

January 5, 2021 - April 3, 2023

PERSONAL CAPITAL ADVISORS CORPORATION

RIA

CRD#: 155172

Bridgeport, PA

Past

October 1, 2019 - December 17, 2019

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

February 12, 2015 - January 8, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/26/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/12/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/12/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TACTICAL WEALTH PLANNING LLC

CRD#: 329530 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (3/18/2024 Approved)

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Contact information

Main Address

West Conshohocken, PA

Mailing Address

Phone number

(267) 614-5689

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 2,096,863

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nicholas D. Lager

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas David Lager's CRS (Customer Relationship Summary).

Certified licenses

Experience

TACTICAL WEALTH PLANNING LLC

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

PERSONAL CAPITAL ADVISORS CORPORATION

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 2/26/2015

SIE

Date: 10/1/2018

Series 7

Date: 11/12/2015

Series 6

Date: 2/12/2015

Current Firm

TACTICAL WEALTH PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TACTICAL WEALTH PLANNING LLC

TRUST BUT VERIFY

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