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WJ

Wing-yin Jung

STRATEGIC ADVISERS LLC
SAN FRANCISCO, CA
Some features on this profile are disabled
CRD#: 6406593
WJ

Professional summary

Wing-yin Jung, who also goes by Winnie Jung, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in San Francisco, California and FIDELITY BROKERAGE SERVICES LLC located in San Francisco, California.

Wing-yin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Wing-yin has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Winnie Jung

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-113511|OrgNmn:Winnie Jung|Org Addr:San Franci,California,US|OBA Nature:Rental of parking space|Invst Rel:N|Title:landlord|Duties:collecting rent|StrtDt:08-01-24|TotHrs/mon:0.01|TrdHrs/mon:0|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wing-yin Jung's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 8 Montgomery St, San Francisco, CA 94104-4625
RIA
CRD#: 104555
SAN FRANCISCO, CA
Current

October 23, 2024 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 8 Montgomery Street, San Francisco, CA 94104
BD
CRD#: 7784
San Francisco, CA
Past

October 25, 2024 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
SAN FRANCISCO, CA
Past

June 22, 2021 - October 11, 2024

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
San Mateo, CA
Past

June 22, 2021 - October 11, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
San Mateo, CA
Past

February 24, 2021 - June 9, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
PALO ALTO, CA
Past

February 12, 2021 - June 7, 2021

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
PALO ALTO, CA
Past

August 27, 2018 - February 8, 2021

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
San Francisco, CA
Past

April 28, 2017 - February 8, 2021

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
San Francisco, CA
Past

November 25, 2014 - August 24, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/8/2025)
RR
California
(10/23/2024)
IAR
California
(3/31/2025)
RR
Colorado
(8/22/2025)
RR
Connecticut
(8/22/2025)
RR
Hawaii
(8/22/2025)
RR
Massachusetts
(8/22/2025)
RR
Montana
(8/22/2025)
RR
New Mexico
(8/22/2025)
RR
New York
(8/22/2025)
RR
Oregon
(8/22/2025)
RR
Texas
(8/22/2025)
IAR
Texas
(8/29/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/27/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/5/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/24/2014
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

CRD#: 104555San Francisco, CA

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