BR
Bret A. Rodabaugh
ALEXANDER LABRUNERIE & CO.
Columbia, MO 65203-6804
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CRD#: 6405579
BR
Professional summary
Bret Allen Rodabaugh, CFP® is a registered financial advisor currently at ALEXANDER LABRUNERIE & CO., INC. located in Columbia, Missouri and SAXONY SECURITIES, INC. located in Columbia, Missouri.
Bret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Bret has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Alexander LaBrunerie & Co., 601 W Nifong 3B, Columbia, MO 65203; investment related; Partner/0% Owner; Registered Investment Advisor; started 3/2021; 160 hours per month, 135 hours during trading hours; investment advisor representative and partner of non affiliated RIA firm. 2) Labrunerie Financial, DBA for investment related activity. 3) Missouri Symphony Board, 29 S 9th St Ste 211, Columbia, MO 65201, non investment-related, Board Member, nonprofit oversight and guidance for the Missouri Symphony, starting 8/2/2024, 3 hours per month/1 hour during trading
CRS (Client Relationship Summary) - RIA
Click below to view Bret Allen Rodabaugh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
July 5, 2023 - Present
ALEXANDER LABRUNERIE & CO., INC.
Office #1: 601 Nifong Blvd. Suite 3b, Columbia, MO 65203-6804RIA
CRD#: 117153
Columbia, MO
Current
January 18, 2024 - Present
SAXONY SECURITIES, INC.
Office #1: 601 W Nifong Blvd #3b, Columbia, MO 65203BD
CRD#: 115547
Columbia, MO
Past
May 14, 2015 - December 31, 2023
LABRUNERIE FINANCIAL SERVICES, INC.
BD
CRD#: 37627
COLUMBIA, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALEXANDER LABRUNERIE & CO., INC.
ALEXANDER LABRUNERIE & CO., INC. | LABRUNERIE FINANCIAL SERVICES, INC.
CRD#: 117153 / SEC#: 801-108708
RIA
Registered Investment Advisory firm - (12/6/2016 Approved)Louisiana
Registered Investment Advisory firm - (12/14/2016 Terminated)Minnesota
Registered Investment Advisory firm - (3/25/2020 Terminated)Missouri
Registered Investment Advisory firm - (12/12/2016 Terminated)Texas
Registered Investment Advisory firm - (12/12/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Missouri(7/5/2023)
RR
Missouri(1/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AL
ALEXANDER LABRUNERIE & CO., INC.
ALEXANDER LABRUNERIE & CO., INC. | LABRUNERIE FINANCIAL SERVICES, INC.
CRD#: 117153 / SEC#: 801-108708
RIA
Registered Investment Advisory firm - (12/6/2016 Approved)Louisiana
Registered Investment Advisory firm - (12/14/2016 Terminated)Minnesota
Registered Investment Advisory firm - (3/25/2020 Terminated)Missouri
Registered Investment Advisory firm - (12/12/2016 Terminated)Texas
Registered Investment Advisory firm - (12/12/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
601 Nifong Blvd. Suite 3b, Columbia, MO 65203-6804
Mailing Address
Phone number
(573) 449-5313
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,840 |
| AUM (Assets Under Management) | $ 525,088,349 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
