Bret A. Rodabaugh

ALEXANDER LABRUNERIE & CO.

COLUMBIA, MO 65203-6804

CRD#: 6405579

Some features on this profile are disabled

Professional summary

Bret Allen Rodabaugh, CFP® is a registered financial advisor currently at ALEXANDER LABRUNERIE & CO., INC. located in Columbia, Missouri and SAXONY SECURITIES, INC. located in Columbia, Missouri.

Bret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Bret has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bret Allen Rodabaugh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

July 5, 2023 - Present

ALEXANDER LABRUNERIE & CO., INC.

Office #1: 601 Nifong Blvd. Suite 3b, Columbia, MO 65203-6804

RIA

CRD#: 117153

COLUMBIA, MO

Current

January 18, 2024 - Present

SAXONY SECURITIES, INC.

Office #1: 601 W Nifong Blvd #3b, Columbia, MO 65203

CRD#: 115547

Columbia, MO

Past

May 14, 2015 - December 31, 2023

LABRUNERIE FINANCIAL SERVICES, INC.

CRD#: 37627

COLUMBIA, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALEXANDER LABRUNERIE & CO., INC.

ALEXANDER LABRUNERIE & CO., INC. | LABRUNERIE FINANCIAL SERVICES, INC.

CRD#: 117153 / SEC#: 801-108708

RIA

Registered Investment Advisory firm - (12/6/2016 Approved)

Louisiana

Registered Investment Advisory firm - (12/14/2016 Terminated)

Minnesota

Registered Investment Advisory firm - (3/25/2020 Terminated)

Missouri

Registered Investment Advisory firm - (12/12/2016 Terminated)

Texas

Registered Investment Advisory firm - (12/12/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Missouri
(7/5/2023)

Missouri
(1/26/2024)

IAR

Texas
(12/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/14/2015

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALEXANDER LABRUNERIE & CO., INC.

ALEXANDER LABRUNERIE & CO., INC. | LABRUNERIE FINANCIAL SERVICES, INC.

CRD#: 117153 / SEC#: 801-108708

RIA

Registered Investment Advisory firm - (12/6/2016 Approved)

Louisiana

Registered Investment Advisory firm - (12/14/2016 Terminated)

Minnesota

Registered Investment Advisory firm - (3/25/2020 Terminated)

Missouri

Registered Investment Advisory firm - (12/12/2016 Terminated)

Texas

Registered Investment Advisory firm - (12/12/2016 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

601 Nifong Blvd. Suite 3b, Columbia, MO 65203-6804

Mailing Address

Phone number

(573) 449-5313

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,840
AUM (Assets Under Management)	$ 525,088,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kevin Heal

ARGUS INVESTORS' COUNSEL, INC.

IAR

NEW YORK, NY

Kevin Ruth

RAYMOND JAMES & ASSOCIATES, INC.

ST. PETERSBURG, FL

Zachary Melloh

LJI WEALTH MANAGEMENT, LLC

IAR

INDIANAPOLIS, IN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bret A. Rodabaugh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bret Allen Rodabaugh's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY SECURITIES, INC.

LABRUNERIE FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ALEXANDER LABRUNERIE & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2019

Series 63

Date: 8/3/2015

SIE

Date: 10/1/2018

Series 6

Date: 5/14/2015

FINRA

Current Firm

ALEXANDER LABRUNERIE & CO., INC.

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALEXANDER LABRUNERIE & CO., INC.

TRUST BUT VERIFY

Similar Advisors