Christina M. Hammann

CARTER FINANCIAL

La Jolla, CA 92037

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CRD#: 6405356

Professional summary

Christina Michelle Hammann, CFP®, CPWA®, who also goes by Christina Michelle Mitchell, is a registered financial advisor currently at CARTER FINANCIAL, LLC located in La Jolla, California.

Christina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Christina has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christina Michelle Mitchell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christina Michelle Hammann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

CPWA^®

Certified Private Wealth Advisor

Start date: 2022-10-04

Expire date: 2024-09-30

Experience

Current

September 11, 2019 - Present

CARTER FINANCIAL, LLC

Office #1: 4225 Executive Square Suite 1030, La Jolla, CA 92037

RIA

CRD#: 298327

La Jolla, CA

Past

September 10, 2019 - September 30, 2020

CASTLE COAST WEALTH, LLC

RIA

CRD#: 298439

LA JOLLA, CA

Past

November 2, 2015 - October 4, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

LA JOLLA, CA

Past

June 25, 2015 - October 4, 2019

LPL FINANCIAL LLC

CRD#: 6413

LA JOLLA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARTER FINANCIAL, LLC

CRD#: 298327 / SEC#: 801-117265

RIA

Registered Investment Advisory firm - (8/29/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/11/2019)

IAR

Texas
(9/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/30/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/25/2015

General Securities Representative Examination

Current Firm

CARTER FINANCIAL, LLC

CRD#: 298327 / SEC#: 801-117265

RIA

Registered Investment Advisory firm - (8/29/2019 Approved)

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Contact information

Main Address

4225 Executive Square Suite 1030, La Jolla, CA 92037

Mailing Address

Phone number

(858) 678-0579

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	536
AUM (Assets Under Management)	$ 251,870,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christina M. Hammann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christina Michelle Hammann's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARTER FINANCIAL, LLC

CASTLE COAST WEALTH, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

CARTER FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/30/2015

SIE

Date: 10/1/2018

Series 7

Date: 6/25/2015

Current Firm

CARTER FINANCIAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARTER FINANCIAL, LLC

TRUST BUT VERIFY

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