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AC

Andrew G. Clarke

NATIONWIDE INVESTMENT SERVICES
GRANDVIEW HEIGHTS, OH 43212
Some features on this profile are disabled
CRD#: 6405334
AC

Professional summary

Andrew G. Clarke, who also goes by Andrew George Clarke, Andrew Clarke, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Grandview Heights, Ohio.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2015. Andrew has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew George Clarke | Andrew Clarke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew G. Clarke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 8, 2025 - Present

NATIONWIDE INVESTMENT SERVICES CORPORATION

Office #1: 1000 Yard Street H Building, Grandview Heights, OH 43212
BD
CRD#: 7110
GRANDVIEW HEIGHTS, OH
Past

April 8, 2022 - December 19, 2024

AMG DISTRIBUTORS, INC.

BD
CRD#: 27314
STAMFORD, CT
Past

January 3, 2019 - April 2, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
BRONX, NY
Past

November 3, 2015 - December 14, 2018

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WILLIAMSVILLE, NY
Past

April 13, 2015 - November 3, 2015

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WILLIAMSVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/17/2025)
RR
Maine
(1/17/2025)
RR
Massachusetts
(2/18/2025)
RR
New Hampshire
(1/17/2025)
RR
New York
(1/8/2025)
RR
Ohio
(1/17/2025)
RR
Pennsylvania
(1/17/2025)
RR
Rhode Island
(1/17/2025)
RR
Vermont
(1/17/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/27/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/11/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NI
NATIONWIDE INVESTMENT SERVICES CORPORATION
NATIONWIDE INVESTMENT ADVISORS, LLC | PEBSCO SECURITIES CORP. | NATIONWIDE RETIREMENT INSTITUTE, A DIVISION OF NISC | NATIONWIDE INVESTMENT SVCS. CORPORATION | NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110 / SEC#: , 8-20254

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Mailing Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Phone number
+1 (800) 882-2822
Established
Oklahoma since 03/19/1974
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NATIONWIDE LIFE INSURANCE COMPANYSHAREHOLDER
AMBROZY, TINA SPRESIDENT/BOARD DIRECTOR3149224
HAWLEY, CRAIG ALANBOARD DIRECTOR4499105
RABENSTINE, JAMES JAYCHIEF COMPLIANCE OFFICER2025566
ROSWELL, EWAN THEODOREAVP, FINANCE CONTROLLERSHIP-NF AND FINOP3056545
STEVENSON, ERIC RAYBOARD DIRECTOR5250338

Disclosures

Regulatory Event4
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110Grandview Heights, OH 43212

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