Nicholas P. Pileggi
THE MARSHALL FINANCIAL GROUP,
Doylestown, PA 18901
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CRD#: 6405086
Professional summary
Nicholas Paolo Pileggi, CFP® is a registered financial advisor currently at THE MARSHALL FINANCIAL GROUP, INC located in Doylestown, Pennsylvania.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Nicholas has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Pileggi Property Group, LLC, 327 Lindenwold Avenue Ambler, PA 19002,
Rental Property, Part Owner, Start Date: 1/1/17, 4 hours/per month, 0 during trading hours, Duties: Tenant correspondence
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Paolo Pileggi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
October 25, 2019 - Present
THE MARSHALL FINANCIAL GROUP, INC
Office #1: 33 West Court Street, Doylestown, PA 18901RIA
CRD#: 110935
Doylestown, PA
Past
January 22, 2015 - October 14, 2019
THE FAIRMAN GROUP, LLC
RIA
CRD#: 121492
CHESTERBROOK, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
THE MARSHALL FINANCIAL GROUP, INC
THE MARSHALL FINANCIAL GROUP, INC
CRD#: 110935 / SEC#: 801-62319
RIA
Registered Investment Advisory firm - (8/29/2003 Approved)California
Registered Investment Advisory firm - (9/25/2003 Terminated)Connecticut
Registered Investment Advisory firm - (8/29/2003 Terminated)Florida
Registered Investment Advisory firm - (9/25/2003 Terminated)Maryland
Registered Investment Advisory firm - (9/25/2003 Terminated)New York
Registered Investment Advisory firm - (9/25/2003 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2003 Terminated)Texas
Registered Investment Advisory firm - (9/25/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(10/25/2019)
IAR
Texas(10/17/2024)
Current Firm
THE MARSHALL FINANCIAL GROUP, INC
THE MARSHALL FINANCIAL GROUP, INC
CRD#: 110935 / SEC#: 801-62319
RIA
Registered Investment Advisory firm - (8/29/2003 Approved)California
Registered Investment Advisory firm - (9/25/2003 Terminated)Connecticut
Registered Investment Advisory firm - (8/29/2003 Terminated)Florida
Registered Investment Advisory firm - (9/25/2003 Terminated)Maryland
Registered Investment Advisory firm - (9/25/2003 Terminated)New York
Registered Investment Advisory firm - (9/25/2003 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2003 Terminated)Texas
Registered Investment Advisory firm - (9/25/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
33 West Court Street, Doylestown, PA 18901
Mailing Address
Phone number
(215) 348-9393
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,579 |
| AUM (Assets Under Management) | $ 866,412,770 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/12/2025 | ||
| 09/06/2024 | ||
| 04/09/2024 | ||
| 01/19/2023 |
Red Flags
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