Edward F. Vahey

SILVER PINE CAPITAL

Medfield, MA 02052

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CRD#: 6404715

Professional summary

Edward Francis Vahey is a registered financial advisor currently at SILVER PINE CAPITAL, LLC located in Medfield, Massachusetts.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Edward has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Referee - High School and Youth Hockey and Lacrosse Games 2) Wright Medial - Sales; orthopedic hardware; 40 hrs/month; Start date: 08/2010. 3) Wellesley Youth Hockey - hockey coach; 5-7 hrs/month from Sept-Nov; Start date: 08/2011. 4) Acushnet Company - golf club fitter; 5 hrs/month; Start date: 02/2017.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Francis Vahey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2022 - Present

SILVER PINE CAPITAL, LLC

Office #1: 5 West Mill Street 5, Medfield, MA 02052

RIA

CRD#: 150461

Medfield, MA

Past

March 24, 2020 - June 2, 2021

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

BELMONT, MA

Past

March 24, 2020 - June 2, 2021

CITIZENS SECURITIES, INC.

CRD#: 39550

BELMONT, MA

Past

February 15, 2017 - March 3, 2020

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WELLESLEY, MA

Past

June 3, 2015 - March 3, 2020

EQUITABLE ADVISORS, LLC

CRD#: 6627

WELLESLEY, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/1/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/3/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SILVER PINE CAPITAL, LLC

CRD#: 150461 / SEC#:

Connecticut

Registered Investment Advisory firm - (2/15/2019 Approved)

Kentucky

Registered Investment Advisory firm - (12/20/2018 Terminated)

Massachusetts

Registered Investment Advisory firm - (8/11/2010 Approved)

New Hampshire

Registered Investment Advisory firm - (3/13/2018 Approved)

Washington

Registered Investment Advisory firm - (3/21/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5 West Mill Street 5, Medfield, MA 02052

Mailing Address

5 West Mill Street 5, Medfield, MA 02052

Phone number

(617) 302-6221

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 55,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward F. Vahey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Francis Vahey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2016

Series 63

Date: 4/1/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/1/2017

Series 6

Date: 6/3/2015

Current Firm

SILVER PINE CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SILVER PINE CAPITAL, LLC

TRUST BUT VERIFY

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