Richard J. Pinango De Chene

MIURA CAPITAL

Miami, FL 33131

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CRD#: 6404348

Professional summary

Richard Jose Pinango De Chene, who also goes by Richard Jose Pinango, is a registered financial professional currently at MIURA CAPITAL, LLC located in Miami, Florida.

Richard is registered as a RR (Registered Representative) and started their career in finance in 2014. Richard has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Richard Jose Pinango

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Jose Pinango De Chene's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2021 - Present

MIURA CAPITAL, LLC

Office #1: 1395 Brickell Ave Suite 1560, Miami, FL 33131

CRD#: 146193

Miami, FL

Past

June 26, 2019 - June 21, 2021

MARIVA CAPITAL MARKETS, LLC

CRD#: 156171

MIAMI, FL

Past

November 26, 2014 - June 21, 2019

ARCA CAPITAL INVESTMENTS, INC.

CRD#: 109819

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/9/2023)

California
(1/12/2024)

Delaware
(11/15/2023)

Florida
(6/22/2021)

Louisiana
(11/9/2021)

Maryland
(11/9/2021)

New Hampshire
(9/27/2023)

New Jersey
(11/9/2021)

North Carolina
(11/9/2021)

Ohio
(9/7/2023)

Oregon
(6/10/2024)

Wyoming
(6/9/2023)

Exams

State Security Law Exam

Series 63

Date: 1/25/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/26/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/16/2023

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/24/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MIURA CAPITAL, LLC

MIURA CAPITAL, LLC | MWM SECURITIES, LLC | MUREX CAPITAL, LLC

CRD#: 146193 / SEC#: , 8-67793

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1395 Brickell Ave Suite 1560, Miami, FL 33131

Mailing Address

1395 Brickell Ave Suite 1560, Miami, FL 33131

Phone number

(305) 529-4700

Established

Florida since 06/20/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PEDRO RAUL LOPEZ REVOCABLE TRUST	SHAREHOLDER
MWM HOLDINGS GROUP, INC.	SHAREHOLDER
HUOP TRUST (REVOCABLE)	SHAREHOLDER
D ALFONSO, ITALO	CEO	4485045
LOPEZ-JACOME, PEDRO RAUL	TRUSTEE	4875711
MENDEZ, MARCO ANTONIO	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	1175827
ORTEGA, HUGO RAFAEL	TRUSTEE	4875723
PINANGO DE CHENE, RICHARD JOSE	CHIEF COMPLIANCE OFFICER	6404348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard J. Pinango De Chene

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Jose Pinango De Chene's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARIVA CAPITAL MARKETS, LLC

ARCA CAPITAL INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/25/2018

SIE

Date: 10/1/2018

Series 7

Date: 11/26/2014

Series 4

Date: 8/16/2023

Series 24

Date: 4/24/2017

FINRA

Current Firm

MIURA CAPITAL, LLC

Contact information

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MIURA CAPITAL, LLC

TRUST BUT VERIFY

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