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Richard Jose Pinango De Chene

MIURA CAPITAL
MIAMI, FL
·CRD# 6404348·12 years experience

Professional Summary

Richard Jose Pinango De Chene, who also goes by Richard Jose Pinango, is a registered financial advisor currently at MIURA CAPITAL, LLC located in Miami, Florida. Richard is registered as a RR (Registered Representative) and started their career in finance in 2014. Richard has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Richard Jose Pinango

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

MIURA CAPITAL, LLC·CRD# 146193
BD
1395 Brickell Ave Suite 1560, Miami, FL 33131
June 22, 2021 - Present
MARIVA CAPITAL MARKETS, LLC·CRD# 156171
BD
Miami, FL
June 26, 2019 - June 21, 2021
ARCA CAPITAL INVESTMENTS, INC.·CRD# 109819
BD
Miami, FL
November 26, 2014 - June 21, 2019

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Current Firm

MC
MIURA CAPITAL, LLC

MIURA CAPITAL, LLC | MWM SECURITIES, LLC | MUREX CAPITAL, LLC

CRD#: 146193 / SEC#: 8-67793
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1395 Brickell Ave Suite 1560, Miami, FL 33131

Mailing Address

1395 Brickell Ave Suite 1560, Miami, FL 33131

Phone Number

(305) 529-4700

Established

Florida since 06/20/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PEDRO RAUL LOPEZ REVOCABLE TRUSTSHAREHOLDER—
MWM HOLDINGS GROUP, INC.SHAREHOLDER—
HUOP TRUST (REVOCABLE)SHAREHOLDER—
D ALFONSO, ITALOCEO4485045
LOPEZ-JACOME, PEDRO RAULTRUSTEE4875711
MENDEZ, MARCO ANTONIOPRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER1175827
ORTEGA, HUGO RAFAELTRUSTEE4875723
PINANGO DE CHENE, RICHARD JOSECHIEF COMPLIANCE OFFICER6404348

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(11/9/2023)
RR
California
(1/12/2024)
RR
Delaware
(11/15/2023)
RR
Florida
(6/22/2021)
RR
Louisiana
(11/9/2021)
RR
Maryland
(11/9/2021)
RR
New Hampshire
(9/27/2023)
RR
New Jersey
(11/9/2021)
RR
North Carolina
(11/9/2021)
RR
Ohio
(9/7/2023)
RR
Oregon
(6/10/2024)
RR
South Dakota
(2/19/2026)
RR
Wyoming
(6/9/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2014About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2023About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Apr 2017About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Richard Jose Pinango De Chene's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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