David Blanco
Professional summary
David Blanco is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Austin, Texas and FROST BROKERAGE SERVICES, INC. located in Austin, Texas.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. David has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Blanco's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2024 - Present
FROST INVESTMENT SERVICES
Office #1: 5510 Ih 35 Ste 310, Austin, TX 78745April 10, 2024 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 1206 W 38th Street, Austin, TX 78705March 16, 2015 - April 9, 2024
WELLS FARGO CLEARING SERVICES, LLC
November 17, 2014 - April 9, 2024
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2024)
(4/10/2024)
Exams
FINRA
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
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