MD
Marcelo P. Di Cugno
ALLARIA ASSET MANAGEMENT
Miami, FL 33131
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CRD#: 6403076
MD
Professional summary
Marcelo Pablo Di Cugno, who also goes by Marcelo Di Cugno, Pablo Di Cugno, is a registered financial advisor currently at ALLARIA ASSET MANAGEMENT, LLC located in Miami, Florida and ALLARIA SECURITIES, LLC located in Miami, Florida.
Marcelo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Marcelo has worked at 3 firms and has passed the Series 65, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcelo Di Cugno | Pablo Di Cugno
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. REGISTERED AGENT, MANAGER AND CONSULTANT AT OGMA, LLC SINCE JULY 2012. TIME DEVOTED: 10 PERCENT OF TIME. OGMA, LLC ALSO SERVES AS REGISTERED AGENT AND MANAGER FOR VARIOUS ENTITIES. COMPENSATION: VARIABLE ON WORK PERFORMED. 2. REAL ESTATE AGENT (MARCELO PABLO DI CUGNO P.A.). TIME DEVOTED LESS THAN ONE PERCENT OF TIME. COMPENSATION VARIABLE. 3. DIRECTOR OF PRV RETAIL I, LTD, SINCE OCTOBER 2014 AND OF PARAGUAY RETAIL VENTURES, LTD SINCE 2015. TIME DEVOTED LESS THAN THREE PERCENT OF TIME.COMPENSATION: MONTHLY FEE AND CONTINGENT SUCCESS FEE WHEN ENTITY IS SOLD. 4. MEMBER OF ADC Y ASOCIADOS S.R.L., A CONSULTING FIRM, SINCE JANUARY 2014. NO TIME DEVOTED. NO COMPENSATION 5. CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISER REPRESENTATIVE OF ALLARIA ASSET MANAGEMENT, LLC, A STATE INVESTMENT ADVISER. START DATE: MARCH 2017. TIME DEVOTED: 6 HOURS PER MONTH. 6. DIRECTOR OF ALLARIA LATAM INVESTMENT SERVICES, INC., HOLDING COMPANY OF BROKER DEALER. START DATE: NOVEMBER 2016. TIME DEVOTED: LESS THAN 1 HOUR PER MONTH. NO COMPENSATION.
CRS (Client Relationship Summary) - RIA
Click below to view Marcelo Pablo Di Cugno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2017 - Present
ALLARIA ASSET MANAGEMENT, LLC
Office #1: 1110 Brickell Avenue Suite 603, Miami, FL 33131RIA
CRD#: 287513
Miami, FL
Current
January 26, 2018 - Present
ALLARIA SECURITIES, LLC
Office #1: 1110 Brickell Avenue Suite 603, Miami, FL 33131Office #2: 1110 Brickell Avenue Suite 603, Miami, FL 33131BD
CRD#: 286504
Miami, FL
Past
March 13, 2015 - December 31, 2017
NOCTUA INTERNATIONAL WMG, LLC
RIA
CRD#: 151170
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ALLARIA ASSET MANAGEMENT, LLC
ALLARIA ASSET MANAGEMENT, LLC
CRD#: 287513 / SEC#: 801-125025
RIA
Registered Investment Advisory firm - (5/13/2022 Approved)Florida
Registered Investment Advisory firm - (5/19/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(10/26/2017)
RR
Florida(3/1/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AA
ALLARIA ASSET MANAGEMENT, LLC
ALLARIA ASSET MANAGEMENT, LLC
CRD#: 287513 / SEC#: 801-125025
RIA
Registered Investment Advisory firm - (5/13/2022 Approved)Florida
Registered Investment Advisory firm - (5/19/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1110 Brickell Avenue Suite 603, Miami, FL 33131
Mailing Address
Phone number
(786) 686-5400
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 115,084,978 |
Red Flags
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Company Information
ALLARIA ASSET MANAGEMENT, LLC
CRD#: 287513Miami, FL 33131TRUST BUT VERIFY
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