Jaclyn E. Mercer

FLOURISH WEALTH MANAGEMENT

Westlake Village, CA

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CRD#: 6401400

Professional summary

Jaclyn Elaine Madrid Mercer, CFP®, who also goes by Jaclyn Elaine Madrid, is a registered financial advisor currently at FLOURISH WEALTH MANAGEMENT INC. located in Westlake Village, California.

Jaclyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Jaclyn has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jaclyn Elaine Madrid

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaclyn Elaine Madrid Mercer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

December 6, 2024 - Present

FLOURISH WEALTH MANAGEMENT INC.

RIA

CRD#: 170591

Westlake Village, CA

Past

December 24, 2019 - November 27, 2024

ELLEVEST

RIA

CRD#: 175476

CAMARILLO, CA

Past

April 19, 2016 - December 24, 2019

LPL FINANCIAL LLC

CRD#: 6413

CAMARILLO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLOURISH WEALTH MANAGEMENT INC.

FLOURISH WEALTH MANAGEMENT INC. | LONGO, KATHLEEN M

CRD#: 170591 / SEC#: 801-113325

RIA

Registered Investment Advisory firm - (5/31/2018 Approved)

Minnesota

Registered Investment Advisory firm - (6/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/22/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/5/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/20/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/2016

General Securities Representative Examination

Current Firm

FLOURISH WEALTH MANAGEMENT INC.

FLOURISH WEALTH MANAGEMENT INC. | LONGO, KATHLEEN M

CRD#: 170591 / SEC#: 801-113325

RIA

Registered Investment Advisory firm - (5/31/2018 Approved)

Minnesota

Registered Investment Advisory firm - (6/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/22/2018 Terminated)

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Contact information

Main Address

3300 Edinborough Way Suite 420, Edina, MN 55435

Mailing Address

Phone number

(952) 392-4474

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLOURISH WEALTH MANAGEMENT INC. ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	941
AUM (Assets Under Management)	$ 383,019,477

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/13/2025	Cover Page	Report
08/01/2023	Cover Page	Report
10/12/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jaclyn E. Mercer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaclyn Elaine Madrid Mercer's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELLEVEST

LPL FINANCIAL LLC

Primary Firm SEC Registration

FLOURISH WEALTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/5/2020

Series 66

Date: 6/20/2016

SIE

Date: 10/1/2018

Series 7

Date: 4/19/2016

Current Firm

FLOURISH WEALTH MANAGEMENT INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FLOURISH WEALTH MANAGEMENT INC.

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