Amy E. Erazo Interiano
Professional summary
Amy Esmeralda Erazo Interiano, who also goes by Amy E Erazo, Amy Esmeralda Erazo, Amy Esmeralda Erazointeriano, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Manchester, New Hampshire and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Amy has worked at 4 firms and has passed the Series 66, Series 63, Series 99TO, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amy Esmeralda Erazo Interiano's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
September 12, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111March 31, 2021 - June 5, 2023
RBC CAPITAL MARKETS, LLC
March 17, 2020 - June 5, 2023
RBC CAPITAL MARKETS, LLC
May 3, 2018 - March 20, 2020
LPL FINANCIAL LLC
November 25, 2014 - April 20, 2018
EMPOWER FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 99TO
Date: 2/21/2024
Operations Professional ExaminationSeries 7TO
Date: 11/20/2020
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
