Clare E. Broadhurst
Professional summary
Clare Elisabeth Broadhurst, who also goes by Clare Elizabeth Broadhurst, Clare Elizabeth King, is a registered financial professional currently at BTIG, LLC located in New York, New York and STANDARD NEW YORK, INC. located in New York, New York.
Clare is registered as a RR (Registered Representative) and started their career in finance in 2015. Clare has worked at 4 firms and has passed the Series 16 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clare Elisabeth Broadhurst's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2021 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022October 15, 2024 - Present
STANDARD NEW YORK, INC.
Office #1: 540 Madison Avenue 25th Floor, New York, NY, 10022March 6, 2024 - April 11, 2024
INTESA SANPAOLO IMI SECURITIES CORP.
January 8, 2015 - May 8, 2020
BBVA SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
FINRA
Current Firm
STANDARD NEW YORK, INC.
CRD#: 173725 / SEC#: , 8-69552
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANDARD BANK GROUP LIMITED | DIRECT OWNER | |
| DE ZILVA, DERICK PATRICK DIMITRI | DIRECTOR/CEO | 7764495 |
| HALLER, GUIDO ANDRE | NON-EXECUTIVE DIRECTOR | 8001496 |
| HARRINGTON, MAUREEN ANN | DIRECTOR | 5649782 |
| LANCASTER, TIM JAMES | NON-EXECUTIVE DIRECTOR | 6627125 |
| NAVEED, HASNAIN | FINOP / PFO / POO | 7004810 |
| SIMOGLOU, ALEXANDROS | CCO, AMLCO | 7649246 |
Red Flags
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