Robert J. Gronda
Professional summary
Robert J Gronda, who also goes by Rob Gronda, is a registered financial advisor currently at ASB CAPITAL MANAGEMENT LLC located in Bethesda, Maryland.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Robert has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert J Gronda's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2018 - Present
ASB CAPITAL MANAGEMENT LLC
Office #1: 7501 Wisconsin Avenue, West Tower 13th Floor, Bethesda, MD 20814May 19, 2015 - December 22, 2017
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
January 12, 2015 - May 19, 2015
LBC CAPITAL PARTNERS LLC
Primary Firm SEC Registration
ASB CAPITAL MANAGEMENT LLC
CRD#: 110995 / SEC#: 801-57896
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/8/2018)
Exams
Current Firm
ASB CAPITAL MANAGEMENT LLC
CRD#: 110995 / SEC#: 801-57896
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 32,868,383,920 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 01/26/2024 | ||
| 04/27/2023 |
Red Flags
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