William P. Waddle

COORDINATED CAPITAL SECURITIES

Kenosha, WI 53144

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CRD#: 6398131

Professional summary

William Phillip Waddle is a registered financial advisor currently at COORDINATED CAPITAL SECURITIES, INC. located in Kenosha, Wisconsin.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. William has worked at 1 firm and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Phillip Waddle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view William Phillip Waddle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2020 - Present

COORDINATED CAPITAL SECURITIES, INC.

Office #1: 2315 30th Avenue, Kenosha, WI 53144

RIA

CRD#: 14762

Kenosha, WI

Current

November 3, 2014 - Present

COORDINATED CAPITAL SECURITIES, INC.

Office #1: 2315 30th Avenue, Kenosha, WI 53144

RIA

CRD#: 14762

Kenosha, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COORDINATED CAPITAL SECURITIES, INC.

CCS OF WI | COORDINATED CAPITAL SECURITIES,INC. | COORDINATED CAPITAL SECURITIES, INC. | COORDINATED CAPITAL SECURITIES OF WISCONSIN, INC. | COORDINATED CAPITAL SECURITIES OF WI INC. | COORDINATED CAPITAL ADVISORY, A DIVISION OF COORDINATED CAPITAL SECURITIES, INC. | COLTRANE SECURITIES, A DIVISION OF COORDINATED CAPITAL SECURITI

CRD#: 14762 / SEC#: 801-111070, 8-31173

RIA

Registered Investment Advisory firm - SEC (8/31/2017 Approved)

California

Registered Investment Advisory firm - SEC (10/8/2017 Terminated)

Colorado

Registered Investment Advisory firm - SEC (9/12/2017 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (9/5/2017 Terminated)

Florida

Registered Investment Advisory firm - SEC (9/8/2017 Terminated)

Georgia

Registered Investment Advisory firm - SEC (9/18/2017 Terminated)

Iowa

Registered Investment Advisory firm - SEC (1/16/2004 Terminated)

Kansas

Registered Investment Advisory firm - SEC (9/8/2017 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (9/11/2017 Terminated)

Maryland

Registered Investment Advisory firm - SEC (12/1/2011 Terminated)

Missouri

Registered Investment Advisory firm - SEC (9/8/2017 Terminated)

New Mexico

Registered Investment Advisory firm - SEC (9/5/2017 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (9/6/2017 Terminated)

Ohio

Registered Investment Advisory firm - SEC (9/8/2017 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (9/7/2017 Terminated)

Texas

Registered Investment Advisory firm - SEC (9/8/2017 Terminated)

Virginia

Registered Investment Advisory firm - SEC (9/5/2017 Terminated)

Washington

Registered Investment Advisory firm - SEC (10/23/2007 Terminated)

West Virginia

Registered Investment Advisory firm - SEC (9/8/2017 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (9/8/2017 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/14/2015)

Arizona
(8/22/2016)

California
(5/14/2015)

Colorado
(10/9/2020)

District of Columbia
(8/21/2024)

Florida
(8/22/2016)

Georgia
(9/19/2016)

Illinois
(1/7/2015)

Maine
(6/17/2024)

Maryland
(7/1/2024)

Massachusetts
(5/15/2024)

Michigan
(1/2/2019)

Minnesota
(5/2/2025)

New Jersey
(7/1/2021)

New York
(7/27/2023)

North Carolina
(8/2/2018)

Ohio
(10/23/2024)

South Carolina
(1/7/2025)

Tennessee
(6/19/2015)

Vermont
(11/23/2022)

Wisconsin
(11/10/2014)

IAR

Wisconsin
(10/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/4/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/10/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/1/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/3/2014

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762 / SEC#: 801-111070, 8-31173

RIA

Registered Investment Advisory firm - SEC (8/31/2017 Approved)

California

Registered Investment Advisory firm - SEC (10/8/2017 Terminated)

Colorado

Registered Investment Advisory firm - SEC (9/12/2017 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (9/5/2017 Terminated)

Florida

Registered Investment Advisory firm - SEC (9/8/2017 Terminated)

Georgia

Registered Investment Advisory firm - SEC (9/18/2017 Terminated)

Iowa

Registered Investment Advisory firm - SEC (1/16/2004 Terminated)

Kansas

Registered Investment Advisory firm - SEC (9/8/2017 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (9/11/2017 Terminated)

Maryland

Registered Investment Advisory firm - SEC (12/1/2011 Terminated)

Missouri

Registered Investment Advisory firm - SEC (9/8/2017 Terminated)

New Mexico

Registered Investment Advisory firm - SEC (9/5/2017 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (9/6/2017 Terminated)

Ohio

Registered Investment Advisory firm - SEC (9/8/2017 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (9/7/2017 Terminated)

Texas

Registered Investment Advisory firm - SEC (9/8/2017 Terminated)

Virginia

Registered Investment Advisory firm - SEC (9/5/2017 Terminated)

Washington

Registered Investment Advisory firm - SEC (10/23/2007 Terminated)

West Virginia

Registered Investment Advisory firm - SEC (9/8/2017 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (9/8/2017 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

229 S Main Street, Fort Atkinson, WI 53538

Mailing Address

229 S Main Street, Fort Atkinson, WI 53538

Phone number

(608) 221-4545

Established

Wisconsin since 11/29/1982

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

SEC notice filing (16 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CCS-WRAPFEE-2025-JUNE ANNUAL (6/26/2025)

CCS-ADV2A-2025-JUNE ANNUAL (6/26/2025)

Direct owners and executive officers

Name	Position	CRD#
COORDINATED CAPITAL HOLDINGS, INC.	HOLDING COMPANY
BUECHNER, MARI JO	CHIEF EXECUTIVE OFFICER, PRESIDENT	1867710
WILLIAMS, SARA DANIELLE	CHIEF COMPLIANCE OFFICER	5460513
WILLIAMS, TRACY NAIOMA	VICE PRESIDENT	4533496

Regulatory assets under management

Total Number of Accounts	248
AUM (Assets Under Management)	$ 159,932,138

Disclosures

Regulatory Event	4
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2025	Cover Page	Report
12/18/2024	Cover Page	Report
10/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William P. Waddle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Phillip Waddle's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view William Phillip Waddle's CRS (Customer Relationship Summary).

Certified licenses

Experience

COORDINATED CAPITAL SECURITIES, INC.

Primary Firm SEC Registration

COORDINATED CAPITAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/4/2016

Series 63

Date: 11/10/2014

SIE

Date: 10/1/2018

Series 7

Date: 12/1/2015

Series 6

Date: 11/3/2014

FINRA

Current Firm

COORDINATED CAPITAL SECURITIES, INC.

Contact information

SEC notice filing (16 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

COORDINATED CAPITAL SECURITIES, INC.

TRUST BUT VERIFY

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