AH
Alexander F. Harrington
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
BOSTON, MA 02210
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CRD#: 6398110
AH
Professional summary
Alexander Frederick Harrington, who also goes by Alex Harrington, Alexander Frederick Harrington, is a registered financial advisor currently at FIDELITY INSTITUTIONAL WEALTH ADVISER LLC located in Boston, Massachusetts and FIDELITY DISTRIBUTORS COMPANY LLC located in Boston, Massachusetts.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Alexander has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Harrington | Alexander Frederick Harrington
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Frederick Harrington's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2022 - Present
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
Office #1: 245 Summer Street, Boston, MA 02210RIA
CRD#: 301896
BOSTON, MA
Current
May 12, 2022 - Present
FIDELITY DISTRIBUTORS COMPANY LLC
Office #1: 245 Summer Street, Boston, MA 02210BD
CRD#: 17507
Boston, MA
Past
July 6, 2021 - April 8, 2022
LADENBURG THALMANN ASSET MANAGEMENT INC
RIA
CRD#: 108604
NEW YORK, NY
Past
June 30, 2016 - April 8, 2022
LADENBURG THALMANN & CO. INC.
BD
CRD#: 505
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
CRD#: 301896 / SEC#: 801-116860
RIA
Registered Investment Advisory firm - (6/28/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/12/2022)
RR
Alaska(5/12/2022)
RR
Arizona(5/12/2022)
RR
Arkansas(5/12/2022)
RR
California(5/12/2022)
RR
Colorado(5/12/2022)
RR
Connecticut(5/12/2022)
RR
Delaware(5/12/2022)
RR
District of Columbia(5/12/2022)
RR
Florida(5/12/2022)
RR
Georgia(5/12/2022)
RR
Hawaii(5/12/2022)
RR
Idaho(5/12/2022)
RR
Illinois(5/12/2022)
RR
Indiana(5/12/2022)
RR
Iowa(5/12/2022)
RR
Kansas(5/12/2022)
RR
Kentucky(5/12/2022)
RR
Louisiana(5/12/2022)
RR
Maine(5/12/2022)
RR
Maryland(5/12/2022)
RR
Massachusetts(5/12/2022)
IAR
Massachusetts(6/1/2022)
RR
Michigan(5/12/2022)
RR
Minnesota(5/12/2022)
RR
Mississippi(5/12/2022)
RR
Missouri(5/12/2022)
RR
Montana(5/12/2022)
RR
Nebraska(5/12/2022)
RR
Nevada(5/12/2022)
RR
New Hampshire(5/12/2022)
RR
New Jersey(5/12/2022)
RR
New Mexico(5/12/2022)
RR
New York(5/12/2022)
RR
North Carolina(5/12/2022)
RR
North Dakota(5/12/2022)
RR
Ohio(5/13/2022)
RR
Oklahoma(5/12/2022)
RR
Oregon(5/12/2022)
RR
Pennsylvania(5/12/2022)
RR
Puerto Rico(5/12/2022)
RR
Rhode Island(5/12/2022)
IAR
Rhode Island(5/25/2022)
RR
South Carolina(5/12/2022)
RR
South Dakota(5/12/2022)
RR
Tennessee(5/12/2022)
RR
Texas(5/12/2022)
IAR
Texas(5/25/2022)
RR
Utah(5/12/2022)
RR
Vermont(5/12/2022)
RR
Virginia(5/12/2022)
RR
Washington(5/12/2022)
RR
West Virginia(5/12/2022)
RR
Wisconsin(5/12/2022)
RR
Wyoming(5/12/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
CRD#: 301896 / SEC#: 801-116860
RIA
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Contact information
Main Address
245 Summer Street, Boston, MA 02210
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
194
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 829 |
| AUM (Assets Under Management) | $ 6,468,261,663 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
CRD#: 301896Boston, MA 02210TRUST BUT VERIFY
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