Richard B. Owens
Professional summary
Richard Brian Owens, who also goes by Brian Owens, R. Brian Owens, Richard Owens, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2015. Richard has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Brian Owens's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 1, 2019 - March 1, 2019
WOODBURY FINANCIAL SERVICES, INC.
July 25, 2015 - May 2, 2019
QUESTAR CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2019)
(7/12/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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