Kim S. Seymour
STRATEGIC ADVISERS LLC
NAPLES, FL
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CRD#: 6397494
Professional summary
Kim Suzanne Seymour, CFP®, who also goes by Kim Suzanne Nicholson, Kim S Seymour, Kim Suzanne Seymour, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Naples, Florida and FIDELITY BROKERAGE SERVICES LLC located in Naples, Florida.
Kim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Kim has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kim Suzanne Nicholson | Kim S Seymour | Kim Suzanne Seymour
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Family Wealth Planning Group Address: 9115 Corsea Del Fontana Way Ste 100, Naples, FL, 34109, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/27/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Working with clients providing financial planning and investment advice and services (2)Name of Business: Family Wealth Tax Advisory Address: 9115 Corsea Del Fontana Way Ste 100, Naples, FL, 34109, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: Yes Start Date: 01/27/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Back up for phone and document gathering support for Family Wealth Tax Advisory clients (3)Name of Business: Nicholson Address: 4370 Bismark Way, Naples, FL, 34119, United States Activity Type: Control Person Position/Title: Other (Named Only) Investment Related: Yes Start Date: 01/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: POA/Personal Representative. POA for my Mother's financial affairs should she become incapacitated
CRS (Client Relationship Summary) - RIA
Click below to view Kim Suzanne Seymour's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 5200 Tamiami Trail N Suites 103 201 - 204, Naples, FL, 34103-2817RIA
CRD#: 104555
NAPLES, FL
Current
December 19, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 5200 N. Tamiami Trail Suites 103 201 - 204, Naples, FL, 34103BD
CRD#: 7784
Naples, FL
Past
January 28, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NAPLES, FL
Past
March 30, 2020 - September 29, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Naples, FL
Past
January 24, 2020 - September 29, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
NAPLES, FL
Past
October 12, 2016 - February 7, 2020
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
VENICE, FL
Past
September 20, 2016 - February 7, 2020
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
VENICE, FL
Past
January 27, 2015 - September 19, 2016
MORGAN STANLEY
RIA
CRD#: 149777
NAPLES, FL
Past
November 25, 2014 - September 19, 2016
MORGAN STANLEY
BD
CRD#: 149777
NAPLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/31/2023)
RR
Arizona(1/23/2023)
RR
California(2/2/2023)
RR
Colorado(1/9/2023)
RR
Connecticut(1/10/2023)
RR
Delaware(2/9/2023)
RR
District of Columbia(1/9/2023)
RR
Florida(12/19/2022)
IAR
Florida(3/31/2025)
RR
Georgia(2/9/2023)
RR
Idaho(1/10/2023)
RR
Illinois(2/8/2023)
RR
Indiana(2/9/2023)
RR
Iowa(2/3/2023)
RR
Kentucky(2/9/2023)
RR
Louisiana(1/9/2023)
RR
Maine(1/24/2023)
RR
Maryland(1/9/2023)
RR
Massachusetts(2/9/2023)
RR
Michigan(2/9/2023)
RR
Minnesota(2/9/2023)
RR
Missouri(2/9/2023)
RR
Nevada(2/9/2023)
RR
New Hampshire(2/9/2023)
RR
New Jersey(2/9/2023)
RR
New York(2/9/2023)
RR
North Carolina(2/9/2023)
RR
Ohio(1/10/2023)
RR
Oregon(2/9/2023)
RR
Pennsylvania(2/9/2023)
RR
Rhode Island(2/9/2023)
RR
South Carolina(2/9/2023)
RR
Tennessee(2/9/2023)
RR
Texas(2/9/2023)
IAR
Texas(3/31/2025)
RR
Vermont(2/9/2023)
RR
Virginia(2/9/2023)
RR
Washington(2/9/2023)
RR
West Virginia(1/11/2024)
RR
Wisconsin(2/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
