Cindy N. Lam Hui
Professional summary
Cindy Nga-ying Lam Hui, who also goes by Cindy Nga-ying Lam, Cindy Lam, Nga-ying Lam, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in San Francisco, California.
Cindy is registered as a RR (Registered Representative) and started their career in finance in 2014. Cindy has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cindy Nga-ying Lam Hui's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2018 - Present
FORESIDE FUND SERVICES, LLC
Office #1: One Market Plaza, Steuart Tower Suite 2500, San Francisco, CA 94105November 24, 2014 - April 25, 2017
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2018)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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