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JY

Justin C. York

PANMURE LIBERUM
London, EC2Y 9LY
Some features on this profile are disabled
CRD#: 6396897
JY

Professional summary

Justin Christopher Joseph York, who also goes by Justin York, is a registered financial professional currently at PANMURE LIBERUM INC .

Justin is registered as a RR (Registered Representative) and started their career in finance in 2014. Justin has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Justin York

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Christopher Joseph York's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2024 - Present

PANMURE LIBERUM INC

Office #1: Ropemaker Place, Level 12 25 Ropemaker Street, London, EC2Y 9LY
BD
CRD#: 148135
London,
Past

February 1, 2023 - October 4, 2024

PANMURE GORDON SECURITIES LIMITED

BD
CRD#: 268823
LONDON,
Past

March 26, 2018 - February 24, 2023

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

February 13, 2018 - March 6, 2018

FIDANTE PARTNERS USA LLC

BD
CRD#: 288469
LONDON,
Past

October 22, 2014 - February 12, 2018

SAPENO INC.

BD
CRD#: 124769
LONDON,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/20/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/10/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/22/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PL
PANMURE LIBERUM INC
LIBERUM | PANMURE LIBERUM INC | LIBERUM CAPITAL INC

CRD#: 148135 / SEC#: , 8-67976

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
575 Fifth Avenue 20th Floor, New York, NY 10017
Mailing Address
575 Fifth Avenue 20th Floor, New York, NY 10017
Phone number
(212) 596-4800
Established
New York since 02/20/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PANMURE LIBERUM CAPITAL LIMITEDSOLE OWNER
PLANT, JULIAN HUGH BENEDICTCHIEF EXECUTIVE OFFICER1848356
RICCI, RICHARD THOMASDIRECTOR2575976
VIGLIAROLO, JOSEPH CHARLESFINOP, CFO, PFO, TREASURER4880434
WAGNER, ALAN PHILIPPRINCIPAL OPERATIONS OFFICER3095126
WAGNER, ALAN PHILIPRESEARCH PRINCIPAL3095126
WAGNER, ALAN PHILIPOPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER3095126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PANMURE LIBERUM INC

CRD#: 148135London, EC2Y 9LY

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