LS
Luke R. Smith
T. ROWE PRICE ADVISORY SERVICES
Colorado Springs, CO 80920
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CRD#: 6395161
LS
Professional summary
Luke R Smith, who also goes by Luke Ryan Smith, Luke Smith, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Colorado Springs, Colorado and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Colorado Springs, Colorado.
Luke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Luke has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Luke Ryan Smith | Luke Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Luke R Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2022 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
Office #1: Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920RIA
CRD#: 108958
Colorado Springs, CO
Current
July 22, 2022 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920BD
CRD#: 8348
Colorado Springs, CO
Past
April 8, 2022 - June 23, 2022
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Colorado Springs, CO
Past
April 8, 2022 - June 23, 2022
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
September 15, 2016 - March 24, 2022
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
COLORADO SPRINGS, CO
Past
November 20, 2015 - March 24, 2022
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
COLORADO SPRINGS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ADVISORY SERVICES, INC.
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
RIA
Registered Investment Advisory firm - (11/17/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/25/2022)
RR
Alaska(7/25/2022)
RR
Arizona(7/25/2022)
RR
Arkansas(7/25/2022)
RR
California(7/22/2022)
RR
Colorado(7/22/2022)
IAR
Colorado(7/22/2022)
RR
Connecticut(7/25/2022)
RR
Delaware(7/25/2022)
RR
District of Columbia(7/25/2022)
RR
Florida(7/25/2022)
RR
Georgia(7/25/2022)
RR
Hawaii(7/25/2022)
RR
Idaho(7/25/2022)
RR
Illinois(7/25/2022)
RR
Indiana(7/25/2022)
RR
Iowa(7/25/2022)
RR
Kansas(7/25/2022)
RR
Kentucky(7/25/2022)
RR
Louisiana(7/25/2022)
RR
Maine(7/25/2022)
RR
Maryland(7/25/2022)
RR
Massachusetts(7/25/2022)
RR
Michigan(7/25/2022)
RR
Minnesota(7/25/2022)
RR
Mississippi(7/25/2022)
RR
Missouri(7/25/2022)
RR
Montana(7/25/2022)
RR
Nebraska(7/25/2022)
RR
Nevada(7/25/2022)
RR
New Hampshire(7/25/2022)
RR
New Jersey(7/25/2022)
RR
New Mexico(7/25/2022)
RR
New York(7/25/2022)
RR
North Carolina(7/25/2022)
RR
North Dakota(7/25/2022)
RR
Ohio(7/25/2022)
RR
Oklahoma(7/25/2022)
RR
Oregon(7/25/2022)
RR
Pennsylvania(7/25/2022)
RR
Puerto Rico(7/25/2022)
RR
Rhode Island(7/25/2022)
RR
South Carolina(7/25/2022)
RR
South Dakota(7/25/2022)
RR
Tennessee(7/25/2022)
RR
Texas(7/25/2022)
RR
Utah(7/25/2022)
RR
Vermont(7/25/2022)
RR
Virgin Islands(7/25/2022)
RR
Virginia(7/25/2022)
RR
Washington(7/25/2022)
RR
West Virginia(7/25/2022)
RR
Wisconsin(7/25/2022)
RR
Wyoming(7/25/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ADVISORY SERVICES, INC.
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
RIA
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Contact information
Main Address
4515 Painters Mills Road, Owings Mills, MD 21117
Mailing Address
Phone number
(800) 225-5132
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958Colorado Springs, CO 80920TRUST BUT VERIFY
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