PB
Payton T. Boyea
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES
Elk Grove, CA 95758
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CRD#: 6394968
PB
Professional summary
Payton Toshio Boyea is a registered financial advisor currently at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Elk Grove, California and BFC PLANNING, INC. located in Elk Grove, California.
Payton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Payton has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Payton Boyea Insurance-N-Elk Grove, CA-Insurance Sales-Agent-09/2018-40-40-Sale of Long Term Care, Life & Health, Disability Income insurance. 2.Holmes Financial-N-Sacramento, CA-Sale of Investment Products-Registered Representative-09/2018-160-160-Financial advisor duties including gathering assets and investing according to the clients goals, risk tolerance and time horizon. 3.Holmes Financial-N-Sacramento, CA-Insurance Sales-Financial Advisor-03/2019-8-8-Recommend Long-Term Care insurance to suitable clients. 4.Door Dash-N-Sacramento, CA-Deliver Meals-Delivery Driver-08/2020-20-0-Pickup meals from restaurants and deliver to customers. 5. Fitness and Finance- N- Sacramento, CA- Instructor- 04/2023- 20- 0- Coaching strength and conditioning along with budgeting and savings techniques. 6. Fundamentals of Finance- N- Sacratmento, CA- Instructor- 06/2023- 8- 0- Presenting a curriculum for high school-aged students that covers good financial habits and financial literacy. 7. Boyea Financial- Y- Elk Grove, CA- President- 11/2023- 60- 5- Financial planning and investment advisory business. 8. Strategic Thinking Investors Club- N- Elk Grove, CA- 08/2024- 10- 0- Investing in real estate properties, repairing them, and flipping them.
CRS (Client Relationship Summary) - RIA
Click below to view Payton Toshio Boyea's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2020 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 4815 Laguna Park Dr Suite B, Elk Grove, CA 95758RIA
BD
CRD#: 13609
Elk Grove, CA
Current
October 30, 2023 - Present
BFC PLANNING, INC.
Office #1: 4815 Laguna Park Dr Suite B, Elk Grove, CA 95758RIA
CRD#: 119682
Elk Grove, CA
Current
September 7, 2018 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 4815 Laguna Park Dr Suite B, Elk Grove, CA 95758RIA
BD
CRD#: 13609
Elk Grove, CA
Past
November 23, 2015 - September 11, 2018
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Citrus Heights, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/7/2018)
IAR
California(7/31/2020)
RR
Florida(7/25/2023)
RR
Indiana(1/22/2025)
RR
Louisiana(4/13/2023)
RR
Washington(1/18/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Company Information
BFC PLANNING, INC.
CRD#: 119682Elk Grove, CA 95758TRUST BUT VERIFY
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