John J. Grenawalt

HYPATIA CAPITAL MANAGEMENT LLC

New York, NY 10022

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CRD#: 6394102

Professional summary

John Joseph Grenawalt, who also goes by John Joseph Grenwalt, is a registered financial advisor currently at HYPATIA CAPITAL MANAGEMENT LLC located in New York, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. John has worked at 2 firms and has passed the Series 65, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Joseph Grenwalt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Grenawalt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2022 - Present

HYPATIA CAPITAL MANAGEMENT LLC

Office #1: 430 Park Ave 19th Floor, New York, NY 10022

RIA

CRD#: 311411

New York, NY

Past

October 20, 2015 - January 4, 2016

MILLBURN RIDGEFIELD LLC

CRD#: 148870

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HYPATIA CAPITAL MANAGEMENT LLC

CRD#: 311411 / SEC#: 801-126547

RIA

Registered Investment Advisory firm - (9/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 1/4/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 10/20/2015

Investment Banking Registered Representative Examination

Current Firm

HYPATIA CAPITAL MANAGEMENT LLC

CRD#: 311411 / SEC#: 801-126547

RIA

Registered Investment Advisory firm - (9/12/2022 Approved)

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Contact information

Main Address

430 Park Ave 19th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 472-7500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 4,234,013

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
New York	ERA - Withdrawn	8/11/2022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John J. Grenawalt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Grenawalt's CRS (Customer Relationship Summary).

Certified licenses

Experience

HYPATIA CAPITAL MANAGEMENT LLC

MILLBURN RIDGEFIELD LLC

Primary Firm SEC Registration

HYPATIA CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/2022

SIE

Date: 1/4/2016

Series 79

Date: 10/20/2015

Current Firm

HYPATIA CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

HYPATIA CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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