MM
Margaret L. Myers
KESTRA ADVISORY SERVICES
BURR RIDGE, IL 60527
Some features on this profile are disabled
CRD#: 6394032
MM
Professional summary
Margaret Lea Myers, who also goes by Margaret Lea Myers, Margaret Lea Swanson, Margaret Swanson, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Burr Ridge, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Burr Ridge, Illinois.
Margaret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Margaret has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Margaret Lea Myers | Margaret Lea Swanson | Margaret Swanson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: BLUELAKE WEALTH ADVISORS POSITION: Junior Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2020 ADDRESS: 745 McClintock Drive Suite 120, Burr Ridge IL 60527 DESCRIPTION: I will be working as a junior advisor supporting Dan Swanson's current clients and assisting with marketing efforts. Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/08/2020 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: Investment Advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Margaret Lea Myers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 745 Mcclintock Suite 120, Burr Ridge, IL 60527RIA
CRD#: 283330
BURR RIDGE, IL
Current
January 4, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 745 Mcclintock, Burr Ridge, IL 60527BD
CRD#: 42046
Burr Ridge, IL
Past
November 24, 2014 - May 3, 2017
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/29/2023)
RR
Arizona(3/26/2021)
RR
California(3/29/2023)
RR
Colorado(3/26/2021)
RR
Connecticut(10/18/2024)
RR
Florida(3/26/2021)
RR
Illinois(1/15/2021)
IAR
Illinois(1/15/2021)
RR
Indiana(3/26/2021)
RR
Iowa(11/10/2021)
RR
Kansas(10/18/2024)
RR
Kentucky(3/29/2023)
RR
Michigan(3/29/2023)
RR
Nevada(3/26/2021)
RR
North Carolina(6/30/2021)
RR
Ohio(3/5/2025)
RR
Oregon(3/30/2023)
RR
Pennsylvania(3/29/2023)
RR
South Carolina(3/29/2023)
RR
Tennessee(10/18/2024)
RR
Texas(1/26/2024)
IAR
Texas(1/30/2024)
RR
Wisconsin(3/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/4/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
