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SR

Sarah Rainey

MORGAN STANLEY INVESTMENT MANAGEMENT
WEST CONSHOHOCKEN, PA 19428
Some features on this profile are disabled
CRD#: 6393788
SR

Professional summary

Sarah Rainey, who also goes by Sarah Elizabeth Rainey, is a registered financial advisor currently at MORGAN STANLEY INVESTMENT MANAGEMENT INC. located in West Conshohocken, Pennsylvania and MORGAN STANLEY DISTRIBUTION, INC. located in West Conshohocken, Pennsylvania.

Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Sarah has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sarah Elizabeth Rainey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Rainey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 17, 2019 - Present

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

Office #1: 100 Front Street 7th Floor, West Conshohocken, PA 19428
RIA
CRD#: 110353
WEST CONSHOHOCKEN, PA
Current

October 17, 2019 - Present

MORGAN STANLEY DISTRIBUTION, INC.

Office #1: 100 Front Street Suite 400, West Conshohocken, PA 19428
BD
CRD#: 30344
West Conshohocken, PA
Past

September 28, 2016 - September 26, 2019

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

RIA
CRD#: 110353
WEST CONSHOSHOCKEN, PA
Past

September 28, 2016 - April 23, 2019

MORGAN STANLEY DISTRIBUTION, INC.

BD
CRD#: 30344
WEST CONSHOHOCKEN, PA
Past

October 28, 2015 - September 28, 2016

MORGAN STANLEY

RIA
CRD#: 149777
WEST CONSHOHOCKEN, PA
Past

August 12, 2015 - September 28, 2016

MORGAN STANLEY

BD
CRD#: 149777
WEST CONSHOHOCKEN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
AFFINITY | VAN KAMPEN | MORGAN STANLEY INVESTMENT MANAGEMENT INC. | MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT INC. | MORGAN STANLEY ASSET MANAGEMENT | MILLER ANDERSON | MAS

CRD#: 110353 / SEC#: 801-15757

RIA
Registered Investment Advisory firm - (1/28/1981 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(10/17/2019)
IAR
Pennsylvania
(10/17/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/28/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/12/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
AFFINITY | VAN KAMPEN | MORGAN STANLEY INVESTMENT MANAGEMENT INC. | MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT INC. | MORGAN STANLEY ASSET MANAGEMENT | MILLER ANDERSON | MAS

CRD#: 110353 / SEC#: 801-15757

RIA
Registered Investment Advisory firm - (1/28/1981 Approved)
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Contact information

Main Address
1585 Broadway, New York, NY 10036
Mailing Address
Phone number
(212) 761-4000
Established
Firm type
Fiscal year end
# of Employees
523

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MSIM INC FORM ADV PART 2A BROCHURE (6/18/2025)

Regulatory assets under management

Total Number of Accounts21,920
AUM (Assets Under Management)$ 619,196,027,920

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
01/24/2025
Cover Page
Report
10/24/2023
Cover Page
Report
01/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

CRD#: 110353West Conshohocken, PA 19428

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