Marshall R. Brannock

BALENTINE

Raleigh, NC 27603

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CRD#: 6393181

Professional summary

Marshall Reid Brannock, CFP®, who also goes by Reid Brannock, is a registered financial advisor currently at BALENTINE located in Raleigh, North Carolina.

Marshall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Marshall has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Reid Brannock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marshall Reid Brannock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

March 7, 2024 - Present

BALENTINE

Office #1: 301 Hillsborough St Suite 920, Raleigh, NC 27603

RIA

CRD#: 152511

Raleigh, NC

Past

August 3, 2015 - September 30, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Past

December 16, 2014 - February 11, 2015

MML INVESTORS SERVICES, LLC

CRD#: 10409

GLEN ALLEN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BALENTINE

BALENTINE | BALENTINE LLC

CRD#: 152511 / SEC#: 801-70910

RIA

Registered Investment Advisory firm - (12/14/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/17/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/16/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BALENTINE

BALENTINE | BALENTINE LLC

CRD#: 152511 / SEC#: 801-70910

RIA

Registered Investment Advisory firm - (12/14/2009 Approved)

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Contact information

Main Address

3344 Peachtree Road Ne Suite 2200, Atlanta, GA 30326

Mailing Address

Phone number

(404) 537-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BALENTINE FORM ADV 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,796
AUM (Assets Under Management)	$ 5,295,516,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marshall R. Brannock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marshall Reid Brannock's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

BALENTINE

State Registrations and Notice Filings

Exams

Series 63

Date: 1/17/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/3/2015

Series 6

Date: 12/16/2014

Current Firm

BALENTINE

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BALENTINE

TRUST BUT VERIFY

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