Michael Kogan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Kogan was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2014. Michael had worked at 3 firms and has passed the Series 63, SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2016 - June 28, 2018
TWO RIVERS TRADING GROUP LLC
March 4, 2015 - June 1, 2016
VOLANT LIQUIDITY, LLC
September 10, 2014 - March 5, 2015
KGS-ALPHA CAPITAL MARKETS, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
TWO RIVERS TRADING GROUP LLC
CRD#: 158549 / SEC#: , 8-68907
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
