Joshua S. Shellman

CREDIT UNION INVESTMENT SERVICES

Raleigh, NC 27603

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CRD#: 6392283

Professional summary

Joshua Stephen Shellman, who also goes by Josh Shellman, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Raleigh, North Carolina and SECU BROKERAGE SERVICES located in Raleigh, North Carolina.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Joshua has worked at 2 firms and has passed the Series 66, SIE, Series 52, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Shellman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 2/2015. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. LAZY L, LLC. NOT INVESTMENT RELATED. ADDRESS: 7838 VALLEYFIELD DR, SPRINGFIELD, VA 22153. NATURE: REAL ESTATE/RENTAL PROPERTY. TITLE: PARTNER (1/2 OF 16TH STAKE). START DATE 1/14/2015. DEVOTE NO TIME TO OTHER BUSINESS DURING SECURITIES TRADING HOURS OR OTHERWISE. DUTIES: NONE Aardvark Exterminating, 3325 Air Park Rd., Fuquay Varina, NC 27526. Not investment related. Nature: Family exterminating business. Start date: 10/2021. Title: none. Duties: No regular responsibilities. To serve solely as emergency back-up for signing checks and processing payroll. Devote no time to other business during securities trading hours or otherwise.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Stephen Shellman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2015 - Present

CREDIT UNION INVESTMENT SERVICES

Office #1: 801 Hillsborough Street 3rd Floor, Raleigh, NC 27603

RIA

CRD#: 144871

Raleigh, NC

Current

April 15, 2015 - Present

SECU BROKERAGE SERVICES

Office #1: 801 Hillsborough Street 3rd Floor, Raleigh, NC 27603

CRD#: 19899

Raleigh, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(5/18/2015)

IAR

North Carolina
(5/18/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/18/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 4/20/2017

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 4/15/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/3/2017

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/20/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CREDIT UNION INVESTMENT SERVICES

CREDIT UNION INVESTMENT SERVICES | CREDIT UNION INVESTMENT SERVICES, INC.

CRD#: 144871 / SEC#:

North Carolina

Registered Investment Advisory firm - (9/5/2007 Approved)

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Contact information

Main Address

801 Hillsborough Street 3rd Floor, Raleigh, NC 27603

Mailing Address

Po Box 26807, Raleigh, NC 27611

Phone number

(800) 451-5467

Established

Firm type

Fiscal year end

# of Employees

258

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 110,960

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua S. Shellman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Stephen Shellman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECU BROKERAGE SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 5/18/2015

SIE

Date: 10/1/2018

Series 52

Date: 4/20/2017

Series 7

Date: 4/15/2015

Series 53

Date: 5/3/2017

Series 24

Date: 8/20/2015

FINRA

Current Firm

CREDIT UNION INVESTMENT SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CREDIT UNION INVESTMENT SERVICES

TRUST BUT VERIFY

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