Bridget Farrell Spaulding
Professional Summary
Bridget Farrell Spaulding, who also goes by Bridget Mary Farrell, is a registered financial advisor currently at GM SECURITIES, LLC located in Milwaukee, Wisconsin. Bridget is registered as a RR (Registered Representative) and started their career in finance in 2017. Bridget has worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bridget Mary Farrell
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
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Current Firm
GM SECURITIES, LLC | MINOT PARTNERS, LLC
Contact Information
Main Address
833 E. Michigan Street, Suite 1420, Milwaukee, WI 53202Mailing Address
833 E. Michigan Street, Suite 1420, Milwaukee, WI 53202Phone Number
(414) 278-1120Established
Wisconsin since 06/28/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed May 2017About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Bridget Farrell Spaulding's CRS (Customer Relationship Summary).
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